Filing Details
- Accession Number:
- 0001181431-13-028478
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-16 19:40:14
- Reporting Period:
- 2013-05-14
- Filing Date:
- 2013-05-16
- Accepted Time:
- 2013-05-16 19:40:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1411494 | Apollo Global Management Llc | APO | Investment Advice (6282) | 208880053 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1032681 | J Marc Rowan | C/O Apollo Global Management, Inc. 9 West 57Th Street, 43Rd Floor New York NY 10019 | Senior Managing Director | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Shares | Acquisiton | 2013-05-14 | 4,425,620 | $0.00 | 4,425,620 | No | 4 | M | Indirect | See Footnote |
Class A Shares | Disposition | 2013-05-15 | 4,425,620 | $24.38 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Shares | Apollo Operating Group units | Disposition | 2013-05-14 | 4,425,620 | $0.00 | 4,425,620 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Shares | Apollo Operating Group units | $0.00 | 0 | 54,582,642 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 54,582,642 | Indirect |
Footnotes
- Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share, subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Joshua Harris, and the Exchange Agreement, dated July 13, 2007, by and among Apollo Global Management, LLC, AP Professional Holdings, L.P. and the other parties thereto, as amended and restated on May 6, 2013.
- By MJR Foundation LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. The reporting person is an indirect limited partner in BRH Holdings, L.P., which holds 87.8% of the limited partnership interests in AP Professional Holdings, L.P., the direct holder of the AOG units. The AOG units indirectly held by the reporting person are the number of AOG units that he has a right to receive as an indirect limited partner in BRH Holdings, L.P., subject to the restrictions and provisions set forth in the Agreement Among Principals and the Exchange Agreement described in footnote (1) above.
- The AOG units vested in equal monthly installments of 995,644 (or 995,645) units through December 31, 2011.
- Not applicable.
- Pursuant to Instruction 4(c)(iii), this response has been left blank.
- By AP Professional Holdings, L.P. The reporting person is an indirect limited partner in BRH Holdings, L.P., which holds 87.8% of the limited partnership interests in AP Professional Holdings, L.P., the direct holder of the AOG units. The AOG units indirectly held by the reporting person are the number of AOG units that he has a right to receive as an indirect limited partner in BRH Holdings, L.P., subject to the restrictions and provisions set forth in the Agreement Among Principals and the Exchange Agreement described in footnote (1) above.