Filing Details

Accession Number:
0001181431-13-028476
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-16 19:37:56
Reporting Period:
2013-05-14
Filing Date:
2013-05-16
Accepted Time:
2013-05-16 19:37:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411494 Apollo Global Management Llc APO Investment Advice (6282) 208880053
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1382483 C James Zelter C/O Apollo Global Management, Llc
9 West 57Th Street, 43Rd Floor
New York NY 10019
Managing Dir.- Capital Markets No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Acquisiton 2013-05-14 114,211 $0.00 417,292 No 4 M Direct
Class A Shares Acquisiton 2013-05-14 65,933 $0.00 65,933 No 4 M Indirect See Footnote
Class A Shares Disposition 2013-05-15 114,211 $24.38 303,081 No 4 S Direct
Class A Shares Disposition 2013-05-15 65,933 $24.38 0 No 4 S Indirect See Footnote
Class A Shares Disposition 2013-05-15 173,602 $24.38 240,647 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Indirect See Footnote
No 4 S Direct
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Shares Apollo Operating Group units Disposition 2013-05-14 114,211 $0.00 114,211 $0.00
Class A Shares Apollo Operating Group units Disposition 2013-05-14 65,933 $0.00 65,933 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
0 No 4 M Indirect
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Shares Apollo Operating Group units $0.00 0 2,221,776 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
0 2,221,776 Indirect
Footnotes
  1. Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share, subject to the restrictions and provisions set forth in the reporting person's Roll-Up Agreement dated July 13, 2007, by and among the reporting person, Apollo Global Management, LLC (the "Issuer"), AP Professional Holdings, L.P., and the other parties thereto, and the Exchange Agreement, dated July 13, 2007, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto, as amended and restated on May 6, 2013.
  2. 303,081 shares represent restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
  3. By The James and Vivian Zelter GST Exempt Family Trust, for which investment control is exercised by Mr. Zelter.
  4. By Zelter APO Series LLC, a vehicle over which Mr. Zelter exercises voting and investment control.
  5. These AOG units had vested in equal monthly installments of 33,360 units.
  6. Not applicable.
  7. Pursuant to instruction 4(c)(iii), this response has been left blank.
  8. Subject to accelerated vesting in certain circumstances as set forth in the reporting person's Roll-Up Agreement described in footnote (1) above, the AOG units vest in equal monthly installments of 33,360 units through June 30, 2013. Of the remaining units, 66,720 units have not vested as of the date hereof.
  9. By AP Professional Holdings, L.P. The reporting person is a limited partner in AP Professional Holdings, L.P., the direct holder of the AOG units. The AOG units indirectly held by the reporting person are the number of AOG units that he has a right to receive as a limited partner in AP Professional Holdings, L.P., subject to the restrictions and provisions set forth in the Roll-Up Agreement and the Exchange Agreement described in footnote (1) above.