Filing Details
- Accession Number:
- 0001181431-13-028476
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-16 19:37:56
- Reporting Period:
- 2013-05-14
- Filing Date:
- 2013-05-16
- Accepted Time:
- 2013-05-16 19:37:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1411494 | Apollo Global Management Llc | APO | Investment Advice (6282) | 208880053 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1382483 | C James Zelter | C/O Apollo Global Management, Llc 9 West 57Th Street, 43Rd Floor New York NY 10019 | Managing Dir.- Capital Markets | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Shares | Acquisiton | 2013-05-14 | 114,211 | $0.00 | 417,292 | No | 4 | M | Direct | |
Class A Shares | Acquisiton | 2013-05-14 | 65,933 | $0.00 | 65,933 | No | 4 | M | Indirect | See Footnote |
Class A Shares | Disposition | 2013-05-15 | 114,211 | $24.38 | 303,081 | No | 4 | S | Direct | |
Class A Shares | Disposition | 2013-05-15 | 65,933 | $24.38 | 0 | No | 4 | S | Indirect | See Footnote |
Class A Shares | Disposition | 2013-05-15 | 173,602 | $24.38 | 240,647 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Indirect | See Footnote |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Shares | Apollo Operating Group units | Disposition | 2013-05-14 | 114,211 | $0.00 | 114,211 | $0.00 |
Class A Shares | Apollo Operating Group units | Disposition | 2013-05-14 | 65,933 | $0.00 | 65,933 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
0 | No | 4 | M | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Shares | Apollo Operating Group units | $0.00 | 0 | 2,221,776 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 2,221,776 | Indirect |
Footnotes
- Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share, subject to the restrictions and provisions set forth in the reporting person's Roll-Up Agreement dated July 13, 2007, by and among the reporting person, Apollo Global Management, LLC (the "Issuer"), AP Professional Holdings, L.P., and the other parties thereto, and the Exchange Agreement, dated July 13, 2007, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto, as amended and restated on May 6, 2013.
- 303,081 shares represent restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one Class A share for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.
- By The James and Vivian Zelter GST Exempt Family Trust, for which investment control is exercised by Mr. Zelter.
- By Zelter APO Series LLC, a vehicle over which Mr. Zelter exercises voting and investment control.
- These AOG units had vested in equal monthly installments of 33,360 units.
- Not applicable.
- Pursuant to instruction 4(c)(iii), this response has been left blank.
- Subject to accelerated vesting in certain circumstances as set forth in the reporting person's Roll-Up Agreement described in footnote (1) above, the AOG units vest in equal monthly installments of 33,360 units through June 30, 2013. Of the remaining units, 66,720 units have not vested as of the date hereof.
- By AP Professional Holdings, L.P. The reporting person is a limited partner in AP Professional Holdings, L.P., the direct holder of the AOG units. The AOG units indirectly held by the reporting person are the number of AOG units that he has a right to receive as a limited partner in AP Professional Holdings, L.P., subject to the restrictions and provisions set forth in the Roll-Up Agreement and the Exchange Agreement described in footnote (1) above.