Filing Details

Accession Number:
0001181431-13-028429
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-16 17:53:55
Reporting Period:
2013-05-14
Filing Date:
2013-05-16
Accepted Time:
2013-05-16 17:53:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1534287 Bioamber Inc. BIOA.U Industrial Organic Chemicals (2860) 980601045
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575786 Denis Lucquin C/O Sofinnova Partners
17 Rue De Surene
Paris I0 75008
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-14 880,000 $0.00 3,802,780 No 4 P Indirect Sofinnova Capital VI FCPR
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Sofinnova Capital VI FCPR
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants (right to buy) Acquisiton 2013-05-14 880,000 $0.00 440,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
880,000 2013-08-08 2017-05-09 No 4 P Indirect
Footnotes
  1. The reported securities are included within 880,000 Units purchased by Sofinnova Capital VI FCPR on May 14, 2013 for $10.00 per Unit in connection with the Issuer's initial public offering. Each Unit consists of one share of common stock and one warrant to purchase half of one share of common stock. The Units currently trade on the NYSE. The common stock and warrants comprising the Units will begin trading separately on June 10, 2013, at which time trading of the Units will be suspended and the Units will be de-listed. Each warrant will be exercisable during the period commencing on August 8, 2013 and ending at 5:30 p.m. on May 9, 2017 at an exercise price of $11.00 per whole share of common stock.
  2. The reporting person is a Managing Director of Sofinnova Capital VI FCPR, the owner of the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.