Filing Details
- Accession Number:
- 0001181431-13-028428
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-16 17:52:43
- Reporting Period:
- 2013-05-14
- Filing Date:
- 2013-05-16
- Accepted Time:
- 2013-05-16 17:52:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1270436 | Institutional Financial Markets Inc. | IFMI | Security Brokers, Dealers & Flotation Companies (6211) | 161685692 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1417629 | M Joseph Donovan | C/O Institutional Financial Markets, Inc 2929 Arch Street, 17Th Floor Philadelphia PA 19104-2870 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2013-05-14 | 40,200 | $2.21 | 117,009 | No | 4 | P | Direct | |
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2013-05-15 | 9,800 | $2.16 | 126,809 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.16 to $2.27, inclusive.
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.16 to $2.20, inclusive.