Filing Details
- Accession Number:
- 0001181431-13-028416
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-16 17:38:25
- Reporting Period:
- 2013-05-14
- Filing Date:
- 2013-05-16
- Accepted Time:
- 2013-05-16 17:38:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534287 | Bioamber Inc. | BIOA.U | Industrial Organic Chemicals (2860) | 980601045 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1441261 | Fcpr Vi Capital Sofinnova | 17, Rue De Serene Paris I0 75008 | No | No | Yes | No | |
1574139 | Sas Partners Sofinnova | 17, Rue De Serene Paris I0 75008 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-14 | 880,000 | $0.00 | 3,802,780 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2013-05-14 | 880,000 | $10.00 | 440,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
880,000 | 2013-08-08 | 2017-05-09 | No | 4 | P | Direct |
Footnotes
- In connection with BioAmber Inc.'s initial public offering, 880,000 units were purchased on 5/14/2013 at a price of $10.00 per unit. Each unit consists of one share of Common Stock and one warrant to purchase half of one share of Common Stock. The units currently trade on the NYSE. The Common Stock and warrants comprising the units will begin trading separately on June 10, 2013, at which time trading of the units will be suspended and the units will be de-listed. Each warrant will be exercisable during the period commencing on August 8, 2013 and ending at 5:30 p.m. on May 9, 2017 at an exercise price of $11.00 per whole share of Common Stock.
- Sofinnova Partners SAS is the managing company of Sofinnova Capital VI FCPR and disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, if any.