Filing Details
- Accession Number:
- 0001209191-13-026912
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-16 17:10:55
- Reporting Period:
- 2013-05-15
- Filing Date:
- 2013-05-16
- Accepted Time:
- 2013-05-16 17:10:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1418135 | Dr Pepper Snapple Group Inc. | DPS | Beverages (2080) | 753258232 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1446994 | Tina Barry | 5301 Legacy Dr. Plano TX 75024 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-15 | 14,592 | $31.50 | 33,545 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-15 | 12,099 | $36.42 | 45,644 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-15 | 5,656 | $37.80 | 51,300 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-15 | 32,347 | $49.24 | 18,953 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-04-05 | 106 | $0.00 | 19,059 | No | 4 | J | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-15 | 14,592 | $31.50 | 14,592 | $31.50 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-15 | 12,099 | $36.42 | 12,099 | $36.42 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-15 | 5,656 | $37.80 | 5,656 | $37.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-03-02 | No | 4 | M | Direct | |
| 6,049 | 2021-03-02 | No | 4 | M | Direct | |
| 11,308 | 2022-03-02 | No | 4 | M | Direct |
Footnotes
- The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $49.15-$49.36. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The reporting person is participating in DPS Direct Invest, the Issuer's dividend reinvestment stock purchase program. These shares were acquired with the dividend paid to the reporting person on April 5, 2013 pursuant to the Issuer's DPS Direct Invest Prospectus dated December 11, 2009.
- This option was granted pursuant to Issuers Omnibus Stock Incentive Plan of 2009 and is fully vested.
- This option was granted pursuant to Issuers Omnibus Stock Incentive Plan of 2009 and vests in three equal installments on each anniversary date of the grant commencing on March 2, 2012.
- This option was granted pursuant to Issuers Omnibus Stock Incentive Plan of 2009 and vests in three equal installments on each anniversary date of the grant commencing on March 2, 2013.
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