Filing Details
- Accession Number:
- 0000895813-13-000161
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-16 16:26:25
- Reporting Period:
- 2013-05-14
- Filing Date:
- 2013-05-16
- Accepted Time:
- 2013-05-16 16:26:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73124 | Northern Trust Corp | NTRS | State Commercial Banks (6022) | 362723087 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393081 | Joyce Clair St | 50 South Lasalle Street Chicago IL 60603 | President/O & T | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-14 | 5,000 | $44.47 | 32,061 | No | 4 | M | Indirect | By Trust |
| Common Stock | Disposition | 2013-05-14 | 5,000 | $56.00 | 27,061 | No | 4 | S | Indirect | By Trust |
| Common Stock | Acquisiton | 2013-05-15 | 5,000 | $44.47 | 32,061 | No | 4 | M | Indirect | By Trust |
| Common Stock | Disposition | 2013-05-15 | 5,000 | $57.00 | 27,061 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | M | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2013-05-14 | 5,000 | $0.00 | 5,000 | $44.47 |
| Common Stock | Employee Stock Option (right-to-buy) | Disposition | 2013-05-15 | 5,000 | $0.00 | 5,000 | $44.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2005-03-31 | 2015-02-15 | No | 4 | M | Direct |
| 10,000 | 2005-03-31 | 2015-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 42,840 | Direct | |
| Common Stock | 5,112 | Indirect | 401(k) |
Footnotes
- This option exercise was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1.
- This sale was made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1.
- Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock
- as of 03-31-2013
Billionaire Hedge Funds
