Filing Details

Accession Number:
0001181431-13-028325
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-16 16:14:39
Reporting Period:
2013-05-14
Filing Date:
2013-05-16
Accepted Time:
2013-05-16 16:14:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1469510 Resolute Energy Corp REN Crude Petroleum & Natural Gas (1311) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1032659 A Kenneth Hersh 5221 N. O'Connor Blvd., Suite 1100
Irving TX 75039
No No Yes No
1377292 Natural Gas Partners Vii, L.p. 5221 N. O'Connor Blvd., Suite 1100
Irving TX 75039
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-05-14 5,197,571 $8.00 1,078,595 No 4 S Direct
Common Stock Disposition 2013-05-14 239,929 $8.00 49,790 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,400,139 Indirect See Footnotes
Footnotes
  1. These securities are held directly by Natural Gas Partners VII, L.P. ("NGP VII").
  2. G.F.W. Energy VII, L.P. ("GFW Energy") is the sole general partner of NGP VII, and GFW VII, L.L.C. ("GFW LLC") is the sole general partner of GFW Energy. NGP VII owns 100% of NGP Income Management, L.L.C., which is the sole general partner of NGP-VII Income Co-Investment Opportunities, L.P. ("Co-Invest"). GFW LLC may be deemed to beneficially own any securities held by NGP VII. Kenneth A. Hersh ("Hersh"), who is an authorized member of GFW, LLC, may be deemed an indirect beneficial owner of the securities currently owned by NGP VII and Co-Invest.
  3. These securities are held directly by Co-Invest.
  4. These securities are held directly by Resolute Holdings, LLC ("Holdings"). NGP VII owns a majority of the outstanding membership interests of Holdings and, therefore, Hersh, GFW LLC and NGP VII may be deemed indirect beneficial owners of the securities currently owned by Holdings.
  5. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.