Filing Details
- Accession Number:
- 0001471262-13-000003
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-05-16 13:40:41
- Reporting Period:
- 2012-12-12
- Filing Date:
- 2013-05-16
- Accepted Time:
- 2013-05-16 13:40:41
- Original Submission Date:
- 2013-03-15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
835011 | Mgp Ingredients Inc | MGPI | Grain Mill Products (2040) | 480531200 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1471262 | Karen Seaberg | 20073 266Th Road Atchison KS 66002 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-12-12 | 3,910 | $3.41 | 223,740 | No | 4 | S | Indirect | By trust |
Common Stock | Disposition | 2012-12-12 | 9,000 | $0.00 | 214,740 | No | 4 | J | Indirect | by trust |
Common Stock | Disposition | 2012-12-25 | 40,621 | $0.00 | 174,119 | No | 4 | G | Indirect | by trust |
Common Stock | Acquisiton | 2012-12-25 | 600 | $0.00 | 174,719 | No | 4 | G | Indirect | by trust |
Common Stock | Acquisiton | 2012-12-25 | 600 | $0.00 | 864,852 | No | 4 | G | Indirect | by spouse's trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By trust |
No | 4 | J | Indirect | by trust |
No | 4 | G | Indirect | by trust |
No | 4 | G | Indirect | by trust |
No | 4 | G | Indirect | by spouse's trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 120,000 | Indirect | by spouse's IRA |
Common Stock | 2,573,967 | Indirect | by Cray MGP Holdings LP |
Footnotes
- The information included in the Reporting Person's Form 4 filed on March 15, 2013 should have been included in a Form 5 instead of a Form 4. Further, certain of that information was incorrect and/or incomplete. The Reporting Person has filed a Form 5 dated May 14, 2012, as amended on May 16, 2013, which includes information about transactions during 2012 and holdings at 12/31/12 that were not referenced in the March 15, 2013 Form 4 and are not referenced in this amendment. This amendment is being filed only to correct information in the March 15,2013 Form 4 that was erroneous and to true up the that information with the later filed Form 5, as amended.
- The Reporting Person's March 15, 2013 Form 4 reported a disposition by gift on 12/25/2013 of 52,931 shares, resulting in 174,719 shares being beneficially owned indirectly through her trust. The resulting 174,719 shares shown as beneficially owned is correct, but there was more than one transaction involved that resulted in that ownership. These transaction are shown herein, and also are reflected in the May 14,2013 Form 5, which should be referred to for additional information contained in the footnotes to that report.
- The amount reported as beneficially owned after the transaction referred to in the March 15, 2013 Form 4 was incorrect. Instead of 864,652 it should have been 864,852.
- The amount shown as beneficially owned through the trust of the Reporting Person's spouse was incorrectly shown as 150,000 shares instead of 120,000.
- The March 15, 2013 Form 4 incorrectly reported 2,564,687 shares as indirectly beneficially owned. The correct amount is 2,573,967. The shares are owned of record by Cray MGP Holdings LP. Cray Family Management LLC, which has a 1% limited partnership interest in Cray MGP Holdings LP, is its general partner. The reporting person has a 1/3 interest in Cray Family Management LLC and is its manager. The reporting person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest in such shares. See the reporting person's Form 5 filed on May 14, 2013, as amended on May 16, 2013, for further information.