Filing Details
- Accession Number:
- 0001209191-13-026621
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-15 21:03:45
- Reporting Period:
- 2012-04-04
- Filing Date:
- 2013-05-15
- Accepted Time:
- 2013-05-15 21:03:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173431 | Td Ameritrade Holding Corp | AMTD | Security Brokers, Dealers & Flotation Companies (6211) | 820543156 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187586 | H Joseph Moglia | 4211 South 102Nd St. Omaha NE 68127 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-04-04 | 168,455 | $0.00 | 354,979 | No | 4 | G | Indirect | By annuity trusts |
| Common Stock | Disposition | 2013-05-13 | 4,800 | $22.16 | 255,140 | No | 4 | S | Indirect | By annuity trusts |
| Common Stock | Disposition | 2013-05-14 | 24,400 | $22.72 | 230,740 | No | 4 | S | Indirect | By annuity trusts |
| Common Stock | Disposition | 2013-05-15 | 17,682 | $22.28 | 213,058 | No | 4 | S | Indirect | By annuity trusts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Indirect | By annuity trusts |
| No | 4 | S | Indirect | By annuity trusts |
| No | 4 | S | Indirect | By annuity trusts |
| No | 4 | S | Indirect | By annuity trusts |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,208,687 | Direct | |
| Common Stock | 1,208,687 | Direct | |
| Common Stock | 1,208,687 | Direct |
Footnotes
- This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $22.03 to $22.28. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
- This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $22.08 to $22.86. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
- This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $22.03 to $22.45. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
- Shares are held by annuity trusts, for which Mr. Moglia is the grantor and a beneficiary.
Billionaire Hedge Funds
