Filing Details
- Accession Number:
- 0001225208-13-012385
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-15 18:55:44
- Reporting Period:
- 2013-05-13
- Filing Date:
- 2013-05-15
- Accepted Time:
- 2013-05-15 18:55:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001604 | Emeritus Corp | ESC | Services-Nursing & Personal Care Facilities (8050) | 911605464 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1410712 | L Jim Hanson | C/O Emeritus Corporation 3131 Elliott Ave, Ste 500 Seattle WA 98121 | Svp Fin Services/Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-13 | 15,000 | $8.03 | 21,539 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-13 | 11,250 | $16.45 | 32,789 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-13 | 10,000 | $18.60 | 42,789 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-13 | 7,500 | $18.03 | 50,289 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-13 | 3,750 | $16.00 | 54,039 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-13 | 47,500 | $26.61 | 6,539 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-13 | 10,000 | $0.00 | 10,000 | $18.60 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-13 | 15,000 | $0.00 | 15,000 | $8.03 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-13 | 11,250 | $0.00 | 11,250 | $16.45 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-13 | 7,500 | $0.00 | 7,500 | $18.03 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-13 | 3,750 | $0.00 | 3,750 | $16.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-07-25 | 2013-07-25 | No | 4 | M | Direct |
| 0 | 2009-11-13 | 2018-11-13 | No | 4 | M | Direct |
| 3,750 | 2010-11-17 | 2019-11-17 | No | 4 | M | Direct |
| 7,500 | 2011-11-30 | 2020-11-30 | No | 4 | M | Direct |
| 11,250 | 2012-12-16 | 2021-12-16 | No | 4 | M | Direct |
Footnotes
- The price in Column 4 is a weighted average sale price. The prices actually received ranged from $26.43 to $26.97. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Date at which first vesting occurs is indicated. 1/3 of the total shares originally subject to the option become exercisable at the first vesting date and an additional 1/3 become exercisable on each of the next two anniversaries thereafter.
- Date at which first vesting occurs is indicated. 1/4 of the total shares originally subject to the option become exercisable at the first vesting date and an additional 1/4 become exercisable on each of the next three anniversaries thereafter.
Billionaire Hedge Funds
