Filing Details
- Accession Number:
- 0001140361-13-021163
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-15 18:06:12
- Reporting Period:
- 2013-05-13
- Filing Date:
- 2013-05-15
- Accepted Time:
- 2013-05-15 18:06:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060822 | Carters Inc | CRI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 133912933 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1267872 | Dennis Michael Casey | 1170 Peachtree Street Suite 900 Atlanta GA 30309 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-13 | 50,000 | $14.81 | 663,208 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-13 | 50,000 | $69.21 | 613,208 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Purchase) | Acquisiton | 2013-05-13 | 50,000 | $0.00 | 50,000 | $14.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,000 | 2014-03-22 | No | 4 | M | Direct |
Footnotes
- The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan. The shares in the reported transaction were acquired from an exercise of a stock option which was granted on March 22,2004 and set to expire on March 22,2014.
- This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $68.97 to $69.60, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- All these options are exercisable as of the transaction date.