Filing Details
- Accession Number:
- 0001181431-13-027989
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-15 17:10:45
- Reporting Period:
- 2013-05-14
- Filing Date:
- 2013-05-15
- Accepted Time:
- 2013-05-15 17:10:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1369868 | China Biologic Products Inc. | CBPO | Biological Products, (No Disgnostic Substances) (2836) | 752308816 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
929408 | Warburg Pincus & Co. | 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1162870 | Warburg Pincus Llc | 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1220638 | P. Joseph Landy | C/O Warburg Pincus Llc 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1239318 | R Charles Kaye | C/O Warburg Pincus Llc 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1322709 | Warburg Pincus Partners Llc | C/O Warburg Pincus Llc 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1414561 | Warburg Pincus X, L.p. | C/O Warburg Pincus Llc 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1414564 | Warburg Pincus X Llc | C/O Warburg Pincus Llc 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1414565 | Warburg Pincus Private Equity X, L.p. | C/O Warburg Pincus Llc 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1451560 | Warburg Pincus X Partners, L.p. | C/O Warburg Pincus Llc 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No | |
1575882 | Wp X Biologics Llc | C/O Warburg Pincus Llc 450 Lexington Avenue New York NY 10017 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-14 | 3,112,920 | $20.00 | 10,989,200 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- The shares of common stock, $0.0001 par value per share (the "Common Stock") reported in Column 4 of this Form 4 were purchased pursuant to a share purchase agreement dated April 29, 2013, entered into by and among WP X Biologics LLC, a Delaware limited liability company ("WP X B"), Ms. Lin Ling Li, a Hong Kong resident (the "Seller") and Mr. Ze Qin Lin, a Hong Kong resident and husband of Ms. Li. At the closing of the transaction on May 14, 2013, the Seller sold 3,112,920 shares of Common Stock to WP X B for a purchase price of $62,258,400.00, or $20.00 per share.
- As of May 14, 2013, WP X B is the holder of an aggregate of 3,112,920 shares of Common Stock of China Biologic Products, Inc. (the "Issuer"). As WP X B is owned 96.9% by Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X") and 3.1% by Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPP X", and together with WP X, the "Funds"), therefore, WP X may be deemed to beneficially own 10,648,534 shares of Common Stock, including 7,632,115 shares that it directly holds and WPP X may be deemed to beneficially own 340,666 shares of Common Stock, including 244,165 shares that it directly holds. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP") and the sole general partner of each of the Funds, Warburg Pincus X LLC, a Delaware limited liability company ("WP X LLC") (continued on footnote 3)
- and the sole general partner of WP X LP, Warburg Pincus Partners LLC, a New York limited liability company ("WPP LLC") and the sole member of WP X LLC, Warburg Pincus & Co., a New York general partnership ("WP") and the managing member of WPP LLC, Warburg Pincus LLC, a New York limited liability company ("WP LLC") that manages each of the Funds, and Messrs. Charles R. Kaye and Joseph P. Landy, each a Managing General Partner of WP and a Co-President and Managing Member of WP LLC, may be deemed to be the beneficial owner of the shares of Common Stock of the Issuer held by the Funds and WP X B. Messrs. Kaye and Landy may be deemed to control WP X B, the Funds, WP X LP, WP X LLC, WPP LLC, WP and WP LLC. Each of WP X B, the Funds, WP X LP, WP X LLC, WPP LLC, WP, WP LLC, and Messrs. Charles R. Kaye and Joseph P. Landy is a "Reporting Person" and collectively, the "Warburg Pincus Reporting Persons."
- Information with respect to each of the Warburg Pincus Reporting Persons is given solely by such Warburg Pincus Reporting Person, and no Warburg Pincus Reporting Person has responsibility for the accuracy or completeness of information supplied by another Warburg Pincus Reporting Person.
- Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of the Warburg Pincus Reporting Persons, other than WP X B and the Funds, herein states that this Form 4 shall not be deemed an admission that it or he is the beneficial owner of any of the shares of Common Stock of the Issuer reported in this Form 4. Each of WP X LP, WP X LLC, WPP LLC, WP, WP LLC, and Messrs. Kaye and Landy disclaims beneficial ownership of the Common Stock of the Issuer, except to the extent of its or his pecuniary interest in such shares of Common Stock.