Filing Details
- Accession Number:
- 0001127602-13-016870
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-15 16:44:31
- Reporting Period:
- 2013-05-13
- Filing Date:
- 2013-05-15
- Accepted Time:
- 2013-05-15 16:44:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326160 | Duke Energy Corp | DUK | Electric & Other Services Combined (4931) | 202777218 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1230175 | J Lynn Good | 550 S. Tryon Street Charlotte NC 28202 | Executive Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-13 | 8,111 | $46.50 | 65,934 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-13 | 1 | $42.45 | 65,935 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-13 | 1,224 | $72.00 | 64,711 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-13 | 3,187 | $71.99 | 61,524 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-13 | 3,500 | $72.00 | 58,024 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-13 | 200 | $72.00 | 57,824 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-13 | 1 | $71.93 | 57,823 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-13 | 8,111 | $0.00 | 8,111 | $46.50 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-13 | 1 | $0.00 | 1 | $42.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-01-01 | 2016-01-01 | No | 4 | M | Direct |
| 0 | 2006-04-01 | 2014-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,770 | Indirect | By 401(k) |
| Common Stock | 1,329 | Indirect | By Spouse |
Billionaire Hedge Funds
