Filing Details
- Accession Number:
- 0001396677-13-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-15 15:15:06
- Reporting Period:
- 2013-05-13
- Filing Date:
- 2013-05-15
- Accepted Time:
- 2013-05-15 15:15:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1050007 | Nutraceutical International Corp | NUTR | Medicinal Chemicals & Botanical Products (2833) | 870515089 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1265855 | E Stanley Soper | C/O Nutraceutical International Corp 1400 Kearns Blvd 2Nd Fl. Park City UT 84060 | Vp, Legal Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-13 | 2,500 | $12.32 | 2,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-13 | 2,500 | $18.47 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-14 | 7,168 | $12.32 | 7,168 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-14 | 7,168 | $18.69 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-05-13 | 2,500 | $0.00 | 2,500 | $12.32 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-05-14 | 7,168 | $0.00 | 7,168 | $12.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,668 | 2013-12-17 | No | 4 | M | Direct | |
| 2,500 | 2013-12-17 | No | 4 | M | Direct |
Footnotes
- Exercise of options expiring on December 17, 2013.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on April 29, 2013.
- The price shown in Column 4 is a weighted average sale price. The price range for the sales is $18.37 to $18.50. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The price shown in Column 4 is a weighted average sale price. The price range for the sales is $18.67 to $18.75. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The option vested in six equal installments every six months beginning on June 17, 2004.
Billionaire Hedge Funds
