Filing Details
- Accession Number:
- 0001455244-13-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-15 10:27:41
- Reporting Period:
- 2013-05-14
- Filing Date:
- 2013-05-15
- Accepted Time:
- 2013-05-15 10:27:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
827809 | Qlt Inc | QLTI | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1554591 | Sukhi Jagpal | C/O Qlt Inc. 887 Great Northern Way, Suite 101 Vancouver A1 V5T 4T5 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-14 | 10,000 | $7.12 | 11,200 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-14 | 9,900 | $7.95 | 1,300 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-14 | 100 | $7.96 | 1,200 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2013-05-14 | 10,000 | $0.00 | 10,000 | $7.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-05-22 | No | 4 | M | Direct |
Footnotes
- Price reflects the conversion of Canadian dollars to US dollars based on the noon exchange rate published by the Bank of Canada on the date of the reportable event which was 0.9854.
- The option originally provided for vesting in 36 equal monthly installments measured from May 22, 2012. However, in connection with a change in control of the Company (as defined in the option agreement), the unvested shares under such option were accelerated and became fully exercisable on June 4, 2012.