Filing Details
- Accession Number:
- 0001179110-13-008399
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-15 08:34:24
- Reporting Period:
- 2013-05-13
- Filing Date:
- 2013-05-15
- Accepted Time:
- 2013-05-15 08:34:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
909954 | Green Mountain Coffee Roasters Inc | GMCR | Miscellaneous Food Preparations & Kindred Products (2090) | 030339228 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1304561 | Scott Richard Mccreary | 33 Coffee Lane Waterbury VT 05676 | Former President, Scbu | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Gmcr Common Stock | Acquisiton | 2013-05-13 | 810 | $2.95 | 297,687 | No | 4 | M | Direct | |
Gmcr Common Stock | Acquisiton | 2013-05-13 | 540 | $2.95 | 298,227 | No | 4 | M | Direct | |
Gmcr Common Stock | Acquisiton | 2013-05-13 | 82,350 | $5.32 | 380,577 | No | 4 | M | Direct | |
Gmcr Common Stock | Acquisiton | 2013-05-13 | 69,750 | $6.09 | 450,327 | No | 4 | M | Direct | |
Gmcr Common Stock | Acquisiton | 2013-05-13 | 52,650 | $9.14 | 502,977 | No | 4 | M | Direct | |
Gmcr Common Stock | Acquisiton | 2013-05-13 | 14,400 | $30.79 | 517,377 | No | 4 | M | Direct | |
Gmcr Common Stock | Acquisiton | 2013-05-13 | 6,500 | $61.71 | 523,877 | No | 4 | M | Direct | |
Gmcr Common Stock | Disposition | 2013-05-13 | 227,000 | $75.73 | 296,877 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Gmcr Common Stock | ISO Stock Options | Disposition | 2013-05-13 | 810 | $0.00 | 810 | $2.95 |
Gmcr Common Stock | NQ Stock Options | Disposition | 2013-05-13 | 540 | $0.00 | 540 | $2.95 |
Gmcr Common Stock | NQ Stock Options | Disposition | 2013-05-13 | 82,350 | $0.00 | 82,350 | $5.32 |
Gmcr Common Stock | NQ Stock Options | Disposition | 2013-05-13 | 69,750 | $0.00 | 69,750 | $6.09 |
Gmcr Common Stock | NQ Stock Options | Disposition | 2013-05-13 | 52,650 | $0.00 | 52,650 | $9.14 |
Gmcr Common Stock | NQ Stock Options | Disposition | 2013-05-13 | 14,400 | $0.00 | 14,400 | $30.79 |
Gmcr Common Stock | NQ Stock Options | Disposition | 2013-05-13 | 6,500 | $0.00 | 6,500 | $61.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-04-01 | No | 4 | M | Direct | |
0 | 2016-04-01 | No | 4 | M | Direct | |
0 | 2017-06-14 | No | 4 | M | Direct | |
0 | 2018-03-13 | No | 4 | M | Direct | |
0 | 2009-03-12 | No | 4 | M | Direct | |
4,800 | 2020-03-11 | No | 4 | M | Direct | |
6,500 | 2022-03-22 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $75.25 to $76.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This option vested in five equal annual installments, with the first installment vesting on 4/1/2007.
- This option vested in five equal annual installments, with the first installment vesting on 4/1/2007.
- This option vested in four equal annual installments, with the first installment vesting on 6/14/2008.
- This option vested in four equal annual installments, with the first installment vesting on 3/13/2009.
- This option vested in four equal annual installments, with the first installment vesting on 3/12/2010.
- This option vests in four equal annual installments, with the first installment vesting on 3/11/2011, the first anniversary of the grant date.
- This option vests in four equal annual installments, with the first installment vesting on 3/10/2012, the first anniversary of the grant date.
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