Filing Details
- Accession Number:
- 0000950103-13-003044
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-05-14 21:56:25
- Reporting Period:
- 2013-05-10
- Filing Date:
- 2013-05-14
- Accepted Time:
- 2013-05-14 21:56:25
- Original Submission Date:
- 2013-05-14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1035748 | Callidus Software Inc | CALD | Services-Computer Programming Services (7371) | 770438629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1265647 | J Ronald Fior | C/O Callidus Software Inc. 6200 Stoneridge Mall Road Pleasanton CA 94588 | Svp, Finance & Ops; Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-10 | 9,500 | $4.17 | 218,013 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-10 | 9,500 | $5.51 | 208,513 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Acquisiton | 2013-05-10 | 9,500 | $4.17 | 9,500 | $4.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,500 | 2013-08-26 | No | 4 | M | Direct |
Footnotes
- Exercise of options and sale of exercised shares were made in accordance with a 10b5-1 Plan previously executed.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $5.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- Reflects the exercise and sale of common stock pursuant to option exercises previously reported in Table II on this Form 4 filed on 5/14/13.
- Restates the options exercised previously reported on this Form 4 filed on 5/14/13 to correct the price of derivative security.
- The option grant vested in equal monthly installments over four years beginning August 26, 2003.
Billionaire Hedge Funds
