Filing Details
- Accession Number:
- 0001209191-13-026344
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-05-14 20:41:47
- Reporting Period:
- 2013-05-08
- Filing Date:
- 2013-05-14
- Accepted Time:
- 2013-05-14 20:41:47
- Original Submission Date:
- 2013-05-10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1375556 | M Bryan Hackworth | 201 E. Sandpointe Avenue Suite 800 Santa Ana CA 92707-6708 | Svp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-08 | 10,672 | $17.59 | 36,747 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-08 | 10,672 | $23.81 | 26,075 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-05-09 | 328 | $17.59 | 26,403 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-09 | 328 | $23.86 | 26,075 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2013-05-08 | 10,672 | $17.59 | 10,672 | $17.59 |
| Common | Employee Stock Option (Rt to Buy) | Disposition | 2013-05-09 | 328 | $17.59 | 328 | $17.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 56,828 | 2005-04-21 | 2015-04-21 | No | 4 | M | Direct |
| 56,500 | 2005-04-21 | 2015-04-21 | No | 4 | M | Direct |
Footnotes
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
Billionaire Hedge Funds
