Filing Details
- Accession Number:
- 0001471262-13-000001
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2013-05-14 19:59:54
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-05-14
- Accepted Time:
- 2013-05-14 19:59:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
835011 | Mgp Ingredients Inc | MGPI | Grain Mill Products (2040) | 480531200 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1471262 | Karen Seaberg | 20073 266Th Road Atchison KS 66002 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-12-12 | 3,910 | $3.41 | 223,740 | No | 4 | S | Indirect | by trust |
Common Stock | Disposition | 2012-12-12 | 9,000 | $0.00 | 214,740 | No | 4 | J | Indirect | by trust |
Common Stock | Disposition | 2012-12-25 | 40,621 | $0.00 | 174,119 | No | 4 | G | Indirect | by trust |
Common Stock | Acquisiton | 2012-12-25 | 600 | $0.00 | 174,719 | No | 4 | G | Indirect | by trust |
Common Stock | Acquisiton | 2012-12-25 | 600 | $0.00 | 864,852 | No | 4 | G | Indirect | by spouse's trust |
Common Stock | Acquisiton | 2012-12-12 | 12,910 | $0.00 | 22,279 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2012-12-12 | 5,090 | $0.00 | 27,369 | No | 4 | J | Direct | |
Common Stock | Disposition | 2012-12-30 | 18,000 | $0.00 | 9,369 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2012-12-30 | 2,573,967 | $0.00 | 2,583,336 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by trust |
No | 4 | J | Indirect | by trust |
No | 4 | G | Indirect | by trust |
No | 4 | G | Indirect | by trust |
No | 4 | G | Indirect | by spouse's trust |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 23,005 | Indirect | by ESPP |
Commmon Stock | 120,000 | Indirect | By spouse's trust |
Preferred Stock | 223 | Indirect | By MGPI Voting Trust |
Preferred Stock | 71 | Indirect | by spouse |
Footnotes
- On 12/12/2012 the Reporting Person contributed 9,000 shares to Cray Family Management LLC (the "LLC") from her revocable trust. Other members contributed 3,910 shares on 12/12/2012 and 5,090 shares on 12/21/2012, together with $30,292 in cash.The Reporting person is manager of the LLC and has a 1/3 interest in the LLC. As such, she may be deemed to have acquired an indirect pecuniary interest in 1/3 of the shares contributed by all members to the LLC, or 4,303 shares on 12/12/2012 and 1,697 shares on 12/21/2012. As permitted by Instruction 4(b)(iv) to Form 5, the Reporting Person is reporting the entire amount of the holdings of the LLC acquired as of such dates (12,910 on 12/12/2012 and 5,090 on 12/21/2012), but disclaims beneficial ownership of the shares owned by the LLC, except to the extent of her pecuniary interest in such shares.
- These shares were gifted to family members.
- These share were a gift from a family member.
- Includes 9,369 shares previously reported as owned directly.
- On 12/30/2012 the LLC contributed 18,000 shares and $27,518 in cash to Cray MGP Holdings LP (the "LP") in exchange for a 1% limited partnership interest. After the contribution, the LP owned of record 2,573,967 shares of common stock. The LLC is general partner of the LP with a 1% interest, and may be deemed to beneficially own 25,739 of these shares. As manager of the LLC, the Reporting Person may be deemed to have disposed of 1/3 of the shares contributed by the LLC, or 6,000 shares, and may be deemed to have acquired an indirect beneficial interest in 8,579 shares, representing 1/3 of the 25,739 shares deemed beneficially owned by the LLC. As permitted by Instruction 4(b)(iv) to Form 5, the Reporting Person is reporting the entire amount of the contribution by the LLC to and the holdings of the LP. The Reporting Person disclaims beneficial ownership of all shares held or beneficially owned by the LLC and the LP, except to the extent of her pecuniary interest in such shares.
- The Reporting Person and her spouse are 2 of 3 trustees of the VotingTrust.