Filing Details
- Accession Number:
- 0001181431-13-027763
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-14 19:23:41
- Reporting Period:
- 2013-05-14
- Filing Date:
- 2013-05-14
- Accepted Time:
- 2013-05-14 19:23:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1575412 | Iii William A. Schenck | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-14 | 8,700 | $11.50 | 8,700 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-05-14 | 400 | $11.50 | 400 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,000 | Direct | |
Common Stock | 100,000 | Indirect | BY THE A. WILLIAM SCHENCK III REVOCABLE TRUST |
Footnotes
- The Reporting Person acquired the shares in the Directed Share Program conducted in connection with the Issuer's initial public offering.
- Shares held jointly of record by the Reporting Person and his spouse.
- The Reporting Person holds the shares as custodian for the benefit of his four grandchildren.
- The Reporting Person serves as the trustee for this trust, which owns a total of 100,000 shares of the issuer's common stock.