Filing Details

Accession Number:
0001127602-13-016782
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-14 18:48:42
Reporting Period:
2013-05-14
Filing Date:
2013-05-14
Accepted Time:
2013-05-14 18:48:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91440 Snap-On Inc SNA Cutlery, Handtools & General Hardware (3420) 390622040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1268556 Constance Johnsen Snap-On Incorporated
2801 80Th Street
Kenosha WI 53143
Vice President And Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-14 1,500 $41.01 3,437 No 4 M Direct
Common Stock Acquisiton 2013-05-14 1,667 $58.94 5,104 No 4 M Direct
Common Stock Disposition 2013-05-14 3,167 $90.03 1,937 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-05-14 1,500 $0.00 1,500 $41.01
Common Stock Stock Option (Right to Buy) Disposition 2013-05-14 1,667 $0.00 1,667 $58.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-10 2020-02-10 No 4 M Direct
3,333 2012-02-09 2021-02-09 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $60.00 2013-02-08 2022-02-08 6,000 6,000 Direct
Common Stock Stock Option (Right to Buy) $79.04 2014-02-13 2023-02-13 7,000 7,000 Direct
Common Stock Restricted Stock Units $0.00 1,966 1,966 Direct
Common Stock Restricted Stock Units $0.00 1,244 1,244 Direct
Common Stock Restricted Stock Units $0.00 1,052 1,052 Direct
Common Stock Performance Units $0.00 1,230 1,230 Direct
Common Stock Performance Units $0.00 1,416 1,416 Direct
Common Stock Performance Units $0.00 1,052 1,052 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-02-08 6,000 6,000 Direct
2023-02-13 7,000 7,000 Direct
1,966 1,966 Direct
1,244 1,244 Direct
1,052 1,052 Direct
1,230 1,230 Direct
1,416 1,416 Direct
1,052 1,052 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $89.90 to $90.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  2. Exercise of Rule 16b-3 stock option.
  3. Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
  4. 1 for 1.
  5. The restricted stock units were earned based on company performance during fiscal 2011. Assuming continued employment through the end of fiscal 2013, the units will then vest in one installment and the shares will be issued shortly thereafter.
  6. The restricted stock units were earned based on company performance during fiscal 2012. Assuming continued employment through the end of fiscal 2014, the units will then vest in one installment and the shares will be issued shortly thereafter.
  7. The restricted stock units may be earned based on the achievement of certain company goals during fiscal 2013. Assuming continued employment through the end of fiscal 2015, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  8. If the company achieves certain goals over the 2011-2013 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  9. If the company achieves certain goals over the 2012-2014 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  10. If the company achieves certain goals over the 2013-2015 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.