Filing Details
- Accession Number:
- 0001181431-13-027730
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-14 18:15:48
- Reporting Period:
- 2013-05-14
- Filing Date:
- 2013-05-14
- Accepted Time:
- 2013-05-14 18:15:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1575622 | E.h. Dewhurst | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-05-14 | 200,000 | $10.70 | 300,000 | No | 4 | S | Indirect | BY FALCON SEABOARD INVESTMENT COMPANY, L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | BY FALCON SEABOARD INVESTMENT COMPANY, L.P. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Direct |
Footnotes
- These shares were sold by Falcon Seaboard Investment Company, L.P. pursuant to that certain Underwriting Agreement ("Agreement") dated May 8, 2013, by and among the issuer, Tristate Capital Bank, Falcon Seabord Investment Company, L.P. and Stephens Inc., as the representative of the underwriters named in the Agreement.
- Represents the issuer's initial public offering price of $11.50 per share less the underwriting discount contained in the Agreement.
- The Reporting Person is Vice President-Finance, Treasurer and Authorized Representative of this entity.
Billionaire Hedge Funds
