Filing Details

Accession Number:
0001181431-13-027727
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-14 19:12:29
Reporting Period:
2013-05-10
Filing Date:
2013-05-14
Accepted Time:
2013-05-14 18:12:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380846 Tristate Capital Holdings Inc. TSC State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1061434 F James Getz One Oxford Centre
301 Grant Street, Suite 2700
Pittsburgh PA 15219
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-10 9,500 $12.67 11,220 No 4 P Direct
Common Stock Acquisiton 2013-05-14 22,032 $11.50 33,252 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 490,209 Direct
Common Stock 173,118 Indirect BY BARCLAYS CAPITAL, INC., FBO JAMES F. GETZ INDIVIDUAL RETIREMENT ACCOUNT
Common Stock 284,173 Indirect BY GETZ ENTERPRISES, L.P.
Footnotes
  1. Shares held jointly of record by the Reporting Person and his spouse.
  2. The Reporting Person acquired the shares in the Directed Share Program conducted in connection with the Issuer's initial public offering.
  3. The Reporting Person is the beneficiary of this account, which owns a total of 173,118 shares of the Issuer's common stock.
  4. The Reporting Person is the general partner of this entity, which owns a total of 284,173 shares of the Issuer's common stock.