Filing Details
- Accession Number:
- 0001181431-13-027727
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-14 19:12:29
- Reporting Period:
- 2013-05-10
- Filing Date:
- 2013-05-14
- Accepted Time:
- 2013-05-14 18:12:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1061434 | F James Getz | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-10 | 9,500 | $12.67 | 11,220 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-05-14 | 22,032 | $11.50 | 33,252 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 490,209 | Direct | |
Common Stock | 173,118 | Indirect | BY BARCLAYS CAPITAL, INC., FBO JAMES F. GETZ INDIVIDUAL RETIREMENT ACCOUNT |
Common Stock | 284,173 | Indirect | BY GETZ ENTERPRISES, L.P. |
Footnotes
- Shares held jointly of record by the Reporting Person and his spouse.
- The Reporting Person acquired the shares in the Directed Share Program conducted in connection with the Issuer's initial public offering.
- The Reporting Person is the beneficiary of this account, which owns a total of 173,118 shares of the Issuer's common stock.
- The Reporting Person is the general partner of this entity, which owns a total of 284,173 shares of the Issuer's common stock.