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Home > Insider Trading > Filing (0001179110-13-008376)

Filing Details

Accession Number:: 0001179110-13-008376
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-05-14 17:39:16
Reporting Period:: 2013-05-10

Filing Date:: 2013-05-14
Accepted Time:: 2013-05-14 17:39:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
820027	Ameriprise Financial Inc	AMP	Investment Advice (6282)	133180631

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1196484	M James Cracchiolo	General Counsel'S Office 1098 Ameriprise Financial Center Minneapolis MN 55474	Chairman And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-05-10	100,000	$43.66	470,550	No	4	M	Direct
Common Stock	Disposition	2013-05-10	78,799	$78.00	391,751	No	4	F	Direct
Common Stock	Disposition	2013-05-10	10,600	$78.00	381,151	No	4	S	Direct
Common Stock	Disposition	2013-05-13	22,075	$79.10	359,076	No	4	S	Direct
Common Stock	Acquisiton	2013-05-14	100,000	$43.66	459,076	No	4	M	Direct
Common Stock	Disposition	2013-05-14	77,856	$80.80	381,220	No	4	F	Direct
Common Stock	Disposition	2013-05-14	11,072	$80.80	370,148	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-05-10	100,000	$0.00	100,000	$43.66
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-05-14	100,000	$0.00	100,000	$43.66

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
300,000	2010-01-26	2016-01-27	No	4	M	Direct
200,000	2010-01-26	2016-01-27	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,377	Indirect	By 401(k) Plan

Footnotes

Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of May 6, 2013. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.