Filing Details
- Accession Number:
- 0001181431-13-027714
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-14 17:38:03
- Reporting Period:
- 2013-05-13
- Filing Date:
- 2013-05-14
- Accepted Time:
- 2013-05-14 17:38:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1420800 | Colfax Corp | CFX | Pumps & Pumping Equipment (3561) | 541887631 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1472182 | D Byron Trott | 401 North Michigan Avenue Suite 3100 Chicago IL 60611 | Yes | No | Yes | No | |
1510974 | Bdt Capital Partners, Llc | 401 North Michigan Avenue Suite 3100 Chicago IL 60611 | Yes | No | Yes | No | |
1510982 | Bdtcp Gp I, Llc | 401 North Michigan Avenue Suite 3100 Chicago IL 60611 | Yes | No | Yes | No | |
1539895 | Bdt Cf Acquisition Vehicle, Llc | 401 North Michigan Avenue Suite 3100 Chicago IL 60611 | Yes | No | Yes | No | |
1540177 | Bdtp Gp, Llc | 401 North Michigan Avenue Suite 3100 Chicago IL 60611 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-05-13 | 4,000,000 | $42.72 | 4,246,528 | No | 4 | S | Indirect | See Remarks below. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Remarks below. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,939 | Indirect | See footnote 2. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Series A Perpetual Convertible Preferred Stock | $27.93 | 12,173,291 | 12,173,291 | Indirect | ||
Common Stock, Par Value $.001 | Director Stock Option (right to buy) | $28.92 | 2012-05-16 | 2019-05-15 | 3,458 | 3,458 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
12,173,291 | 12,173,291 | Indirect | |
2019-05-15 | 3,458 | 3,458 | Indirect |
Footnotes
- This amount represents the $44.25 secondary public offering price per share of common stock (the "Common Stock") of Colfax Corporation (the "Company"), less the underwriting discount of $1.5266 per share.
- The restricted stock units reported in Table I, and stock options reported in Table II, were granted to San W. Orr, III in connection with his service on the Board of Directors of the Company. Mr. Orr is a Partner and the Chief Operating Officer of BDT CP. Mr. Orr was designated for election to the Company's Board of Directors pursuant to the Company's Amended and Restated Certificate of Incorporation, which provides the Investor the right, among other things, to exclusively nominate for election to the Board of Directors 1 of 11 directors based on current beneficial ownership of the Investor, the BDT Investment Funds and the BDT Investment Vehicle. As a result, each of the Reporting Persons are (or may be deemed to be) directors by deputization.
- The shares of Series A Perpetual Convertible Preferred Stock are convertible into shares of Common Stock at any time and do not expire.