Filing Details
- Accession Number:
- 0001104659-13-041517
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-14 17:33:30
- Reporting Period:
- 2013-05-14
- Filing Date:
- 2013-05-14
- Accepted Time:
- 2013-05-14 17:33:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463729 | Receptos Inc. | RCPT | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222012 | Noubar Afeyan | One Memorial Drive, 7Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1255927 | Jr M Edwin Kania | One Memorial Drive, 7Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1508052 | Flagship Ventures Fund 2007, L.p. | One Memorial Drive, 7Th Floor Cambridge MA 02142 | No | No | Yes | No | |
1508053 | Flagship Ventures 2007 General Partner Llc | One Memorial Drive, 7Th Floor Cambridge MA 02142 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-14 | 1,152,039 | $5.25 | 1,266,324 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-05-14 | 550,873 | $7.73 | 1,817,197 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2013-05-14 | 107,142 | $14.00 | 1,924,339 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2013-05-14 | 8,640,289 | $0.00 | 1,152,039 | $5.25 |
Common Stock | Series B Preferred Stock | Disposition | 2013-05-14 | 4,131,552 | $0.00 | 550,873 | $7.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- The Series A preferred stock and Series B preferred stock converted upon the closing of the Issuer's initial public offering at a conversion ratio of 1 share of common stock for every 7.5 shares of Series A preferred stock and Series B preferred stock, for no additional consideration.
- Beneficial ownership consists of: (i) 221,427 shares of common stock held by Flagship Ventures Fund 2007, L.P. ("Flagship Fund"); and (ii) an aggregate of 1,702,912 shares of common stock issued upon conversion of shares of Series A preferred stock and Series B preferred stock held by Flagship Fund. The general partner of Flagship Fund is Flagship Ventures 2007 General Partner LLC ("Flagship GP"), and the managing members of Flagship GP are Noubar B. Afeyan and Edwin M. Kania, Jr. The General Partner and Messrs. Afeyan and Kania have voting and investment control over the shares held by Flagship Fund and may be deemed to be the beneficial owners of such shares and each of them disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein.