Filing Details

Accession Number:
0001104659-13-041509
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-14 17:30:51
Reporting Period:
2013-05-14
Filing Date:
2013-05-14
Accepted Time:
2013-05-14 17:30:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463729 Receptos Inc. RCPT Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1552293 Edward S. Torres 10835 Road To The Cure, Suite 205
San Diego CA 92121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-14 1,152,039 $5.25 1,266,324 No 4 C Indirect See footnote
Common Stock Acquisiton 2013-05-14 672,029 $7.73 1,938,353 No 4 C Indirect See footnote
Common Stock Acquisiton 2013-05-14 142,857 $14.00 2,081,210 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2013-05-14 8,640,289 $0.00 1,152,039 $5.25
Common Stock Series B Preferred Stock Disposition 2013-05-14 5,040,221 $0.00 672,029 $7.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The Series A preferred stock and Series B preferred stock converted upon the closing of the Issuer's initial public offering at a conversion ratio of 1 share of common stock for every 7.5 shares of Series A Preferred Stock and Series B Preferred Stock, for no additional consideration.
  2. Beneficial ownership consists of: (i) 257,142 shares of common stock held by Lilly Ventures Fund I, LLC ("Lilly Ventures"); and (ii) an aggregate of 1,824,068 shares of common stock issued upon conversion of shares of Series A preferred stock and Series B preferred stock held by Lilly Ventures. Mr. Torres is a non-managing member of Lilly Ventures and has shared voting and shared investment power over such shares, and may be deemed the indirect beneficial owner of such shares. Mr. Torres disclaims beneficial ownership over such shares, except to the extent of any pecuniary interest therein.