Filing Details
- Accession Number:
- 0001104659-13-041509
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-14 17:30:51
- Reporting Period:
- 2013-05-14
- Filing Date:
- 2013-05-14
- Accepted Time:
- 2013-05-14 17:30:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463729 | Receptos Inc. | RCPT | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1552293 | Edward S. Torres | 10835 Road To The Cure, Suite 205 San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-14 | 1,152,039 | $5.25 | 1,266,324 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2013-05-14 | 672,029 | $7.73 | 1,938,353 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2013-05-14 | 142,857 | $14.00 | 2,081,210 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2013-05-14 | 8,640,289 | $0.00 | 1,152,039 | $5.25 |
Common Stock | Series B Preferred Stock | Disposition | 2013-05-14 | 5,040,221 | $0.00 | 672,029 | $7.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series A preferred stock and Series B preferred stock converted upon the closing of the Issuer's initial public offering at a conversion ratio of 1 share of common stock for every 7.5 shares of Series A Preferred Stock and Series B Preferred Stock, for no additional consideration.
- Beneficial ownership consists of: (i) 257,142 shares of common stock held by Lilly Ventures Fund I, LLC ("Lilly Ventures"); and (ii) an aggregate of 1,824,068 shares of common stock issued upon conversion of shares of Series A preferred stock and Series B preferred stock held by Lilly Ventures. Mr. Torres is a non-managing member of Lilly Ventures and has shared voting and shared investment power over such shares, and may be deemed the indirect beneficial owner of such shares. Mr. Torres disclaims beneficial ownership over such shares, except to the extent of any pecuniary interest therein.