Filing Details
- Accession Number:
- 0001415889-13-000968
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-14 17:05:46
- Reporting Period:
- 2013-05-10
- Filing Date:
- 2013-05-14
- Accepted Time:
- 2013-05-14 17:05:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1386570 | Chromadex Corp. | CDXC.OB | Medicinal Chemicals & Botanical Products (2833) | 262940963 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1336508 | Michael Brauser | 10005 Muirlands Boulevard Suite G Irvine CA 92618 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-10 | 1,160,713 | $0.21 | 3,378,567 | No | 4 | X | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-05-13 | 342,857 | $0.21 | 3,721,424 | No | 4 | X | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-05-13 | 25,000 | $0.66 | 4,519,926 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | See Footnote |
No | 4 | X | Indirect | See Footnote |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to Purchase Common Stock | Disposition | 2013-05-10 | 1,160,713 | $0.00 | 1,160,713 | $0.21 |
Common Stock | Warrants to Purchase Common Stock | Disposition | 2013-05-13 | 342,857 | $0.00 | 342,857 | $0.21 |
Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2013-05-13 | 342,857 | $0.00 | 342,857 | $0.21 |
Common Stock | Warrants to Purchase Common Stock | Disposition | 2013-05-13 | 342,857 | $0.00 | 342,857 | $0.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
342,857 | 2010-05-20 | 2013-05-20 | No | 4 | X | Indirect |
0 | 2010-05-20 | 2013-05-20 | No | 4 | J | Indirect |
342,857 | 2010-05-20 | 2013-05-20 | No | 4 | J | Indirect |
0 | 2010-05-20 | 2013-05-20 | No | 4 | X | Indirect |
Footnotes
- (i) 314,285 Warrants exercised by Grander Holdings, Inc. 401K Profit Sharing Plan of which the Reporting Person is a trustee; and (ii) 846,428 Warrants exercised by BMB Holdings, LLLP of which the Reporting Person is the manager of its general partner.
- Indirect beneficial ownership includes, after giving effect to all transaction included in this Form 4, (i) 628,570 Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which the Reporting Person is a trustee; (ii) 342,857 Shares held by the Brauser 2010 GRAT of which the Reporting Person is a trustee; (iii) 342,857 Shares held by Birchtree Capital, LLC of which the Reporting Person is the manager; (iv) 1,692,856 Shares held by BMB Holdings, LLLP of which the Reporting Person is the manager of its general partner; and (v) 714,284 Shares held by Betsy Brauser Third Amended Trust Agreement beneficially owned by the Reporting Person's spouse which are disclaimed by him.
- 342, 857 Warrants exercised by Birchtree Capital, LLC of which the Reporting Person is the manager.
- After giving effect to all transactions included in this Form 4, the Reporting Person does not have indirect beneficial ownership.
- 342,857 Warrants transferred from Brauser 2010 GRAT of which the Reporting Perion is a trustee to Birchtree Capital, LLC of which the Reporting Person is the manager.