Filing Details
- Accession Number:
- 0001104659-13-041430
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-14 16:41:40
- Reporting Period:
- 2013-05-10
- Filing Date:
- 2013-05-14
- Accepted Time:
- 2013-05-14 16:41:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1471261 | Cobalt International Energy Inc. | CIE | Crude Petroleum & Natural Gas (1311) | 270821169 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1022596 | Tcg Holdings Llc | 712 Fifth Avenue, 51St Floor New York NY 10019 | No | No | Yes | No | |
1247497 | Riverstone Holdings Llc | 712 Fifth Avenue, 51St Floor New York NY 10019 | No | No | Yes | No | |
1247527 | Carlyle Riverstone Energy Partners Ii Lp | 712 Fifth Avenue, 51St Floor New York NY 10019 | No | No | Yes | No | |
1247529 | C R Energy Gp Ii Llc | 712 Fifth Avenue, 51St Floor New York NY 10019 | No | No | Yes | No | |
1344663 | P L Iii Fund Power & Energy Global Carlyle/Riverstone | 712 Fifth Avenue, 51St Floor New York NY 10019 | No | No | Yes | No | |
1478585 | C/R Energy Iii Cobalt Partnership, L.p. | 712 Fifth Avenue, 51St Floor New York NY 10019 | No | No | Yes | No | |
1478587 | C/R Cobalt Investment Partnership, L.p. | 712 Fifth Avenue, 51St Floor New York NY 10019 | No | No | Yes | No | |
1478588 | C/R Energy Coinvestment Ii, L.p. | 712 Fifth Avenue, 51St Floor New York NY 10019 | No | No | Yes | No | |
1478770 | Carlyle/Riverstone Energy Partners Iii, L.p. | 712 Fifth Avenue, 51St Floor New York NY 10019 | No | No | Yes | No | |
1478772 | C/R Energy Gp Iii, Llc | 712 Fifth Avenue, 51St Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-05-10 | 6,033,331 | $26.62 | 13,929,152 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2013-05-10 | 9,049,997 | $26.62 | 20,893,726 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Footnotes
- Carlyle/Riverstone Global Energy and Power Fund III, L.P. ("C/R Fund III"), C/R Energy III Cobalt Partnership, L.P. ("C/R III Cobalt"), Riverstone Energy Coinvestment III, L.P. ("REC III") and Carlyle Energy Coinvestment III, L.P. ("CEC III") and the record holders of 14,110,575, 6,079,540, 578,018 and 125,593 shares of common stock, respectively, following the transactions reported herein. C/R Energy GP III, LLC exercises investment discretion and control over the shares held by each of C/R Fund III and C/R III Cobalt through their mutual general partner, Carlyle/Riverstone Energy Partners III, L.P., of which C/R Energy GP III, LLC is the sole general partner. C/R Energy GP III, LLC has the power to direct the voting and disposition of the shares held by each of REC III and CEC III.
- Riverstone Coinvestment III GP, L.L.C. is the general partner of REC III. Riverstone Holdings LLC is the managing member of Riverstone Coinvestment III GP, L.L.C. Pierre F. Lapeyre, Jr. and David M. Leuschen are the managing members of Riverstone Holdings LLC and, in such capacity, may be deemed to share beneficial ownership of common stock beneficially owned by Riverstone Holdings LLC. Such individuals expressly disclaim any such beneficial ownership. Carlyle Energy Coinvestment III GP, L.L.C. is a subsidiary of TCG Holdings, L.L.C., which exercises investment discretion and control over the shares held by CEC III, subject to contractual commitments that CEC III invest and divest side-by-side with C/R III Cobalt.
- C/R Cobalt Investment Partnership, L.P. ("C/R Cobalt") and C/R Energy Coinvestment II, L.P. ("C/R Coinvest") are the record holders of 12,739,299 and 1,189,853 shares of common stock, respectively, following the transactions reported herein. C/R Energy GP II, LLC exercises investment discretion and control over the shares held by each of C/R Cobalt and C/R Coinvest through their mutual general partner, Carlyle/Riverstone Energy Partners II, L.P., of which C/R Energy GP II, LLC is the sole general partner.
- Each of C/R Energy GP III, LLC and C/R Energy GP II, LLC is managed by an eight person managing board. Pierre F. Lapeyre, Jr., David M. Leuschen, Michael B. Hoffman, N. John Lancaster, Daniel A. D'Aniello, William E. Conway, Jr., David M. Rubenstein and Edward J. Mathias, as the members of the managing boards of each of C/R Energy GP III, LLC and C/R Energy GP II, LLC, may be deemed to share beneficial ownership of the shares beneficially owned by C/R Energy GP III, LLC and C/R Energy GP II, LLC. Such persons disclaim any such beneficial ownership.