Filing Details
- Accession Number:
- 0000066756-13-000077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-14 15:25:54
- Reporting Period:
- 2013-05-13
- Filing Date:
- 2013-05-14
- Accepted Time:
- 2013-05-14 15:25:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
66756 | Allete Inc | ALE | Electric & Other Services Combined (4931) | 410418150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1368998 | Q Steven Devinck | 30 West Superior Street Duluth MN 55802 | Controller & Vp Bus. Support | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-13 | 1,786 | $44.15 | 8,353 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-05-13 | 1,771 | $48.65 | 10,124 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-13 | 1,786 | $50.90 | 8,338 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-13 | 200 | $50.49 | 8,138 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-13 | 400 | $50.48 | 7,738 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-13 | 200 | $50.43 | 7,538 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-13 | 100 | $50.42 | 7,438 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-13 | 871 | $50.40 | 6,567 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Rt. to Buy) | Disposition | 2013-05-13 | 1,786 | $0.00 | 1,786 | $44.15 |
Common Stock | Employee Stock Option (Rt. to Buy) | Disposition | 2013-05-13 | 1,771 | $0.00 | 1,771 | $48.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-02-01 | No | 4 | M | Direct | |
0 | 2017-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,159 | Indirect | By RSOP Trust |
Footnotes
- Includes shares acquired in exempt transactions pursuant to the dividend equivalent feature of restricted stock granted under ALLETE's executive long-term incentive compensation plan, based on plan information available as of May 1, 2013.
- Includes shares acquired in exempt transactions under ALLETE's retirement savings and stock ownership plan (RSOP), based on RSOP plan information available as of April 30, 2013.
- Option vested in three equal installments; one-third vested on February 1, 2007, one-third vested on February 1, 2008, and one-third vested on February 1, 2009.
- Option vested in three equal installments; one-third vested on February 1, 2008, one-third vested on February 1, 2009, and one-third vested on February 1, 2010.