Filing Details
- Accession Number:
- 0001193306-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-14 13:40:25
- Reporting Period:
- 2013-05-13
- Filing Date:
- 2013-05-14
- Accepted Time:
- 2013-05-14 13:40:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 835324 | S Y Bancorp Inc | SYBT | State Commercial Banks (6022) | 611137529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1193306 | C Kathy Thompson | 6804 Fairway View Ct. Prospect KY 40059 | Sr. Executive Vice President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-05-13 | 4,274 | $0.00 | 29,460 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-05-13 | 4,957 | $0.00 | 34,417 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-14 | 4,808 | $0.00 | 39,225 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-14 | 4,808 | $23.15 | 34,417 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Disposition | 2013-05-13 | 4,957 | $0.00 | 4,957 | $20.17 |
| Common Stock | Option (Right to Buy) | Disposition | 2013-05-14 | 4,808 | $0.00 | 4,808 | $20.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,808 | 2004-06-16 | 2013-12-16 | No | 4 | M | Direct |
| 0 | 2004-06-16 | 2013-12-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 17,704 | Indirect | By ESOP/401k-fbo Kathy Thompson |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | $22.81 | 2005-06-14 | 2014-06-14 | 9,345 | 9,345 | Direct |
| Common Stock | Option (Right to Buy) | $24.07 | 2006-07-17 | 2016-11-07 | 14,700 | 14,700 | Direct |
| Common Stock | Option (Right to Buy) | $26.83 | 2007-08-20 | 2017-02-20 | 9,500 | 9,500 | Direct |
| Common Stock | Stock Appreciation Right | $23.37 | 2008-08-19 | 2018-02-19 | 6,000 | 6,000 | Direct |
| Common Stock | Stock Appreciation Right | $22.14 | 2010-02-17 | 2019-02-17 | 5,500 | 5,500 | Direct |
| Common Stock | Stock Appreciation Right | $21.03 | 2011-02-16 | 2020-02-16 | 9,011 | 9,011 | Direct |
| Common Stock | Stock Appreciation Right | $23.76 | 2012-03-15 | 2021-03-15 | 6,116 | 6,116 | Direct |
| Common Stock | Stock Appreciation Right | $22.86 | 2013-02-20 | 2022-02-20 | 10,640 | 10,640 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-06-14 | 9,345 | 9,345 | Direct |
| 2016-11-07 | 14,700 | 14,700 | Direct |
| 2017-02-20 | 9,500 | 9,500 | Direct |
| 2018-02-19 | 6,000 | 6,000 | Direct |
| 2019-02-17 | 5,500 | 5,500 | Direct |
| 2020-02-16 | 9,011 | 9,011 | Direct |
| 2021-03-15 | 6,116 | 6,116 | Direct |
| 2022-02-20 | 10,640 | 10,640 | Direct |
Footnotes
- Stock option exercise
- Includes employer annual contribution
- Surrender shares to exercise options
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