Filing Details

Accession Number:
0001181431-13-027478
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-13 20:42:52
Reporting Period:
2013-05-09
Filing Date:
2013-05-13
Accepted Time:
2013-05-13 20:42:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
896842 Orchard Supply Hardware Stores Corp OSH Retail-Building Materials, Hardware, Garden Supply (5200) 954214109
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
860585 /Ct P L Partners Rbs 1170 Kane Concourse, Suite 200
Bay Harbor FL 33154
No No Yes No
923727 Esl Partners, L.p. 1170 Kane Concourse, Suite 200
Bay Harbor FL 33154
No No Yes No
1126396 Esl Investments Inc 1170 Kane Concourse, Suite 200
Bay Harbor FL 33154
No No Yes No
1183200 S Edward Lampert 1170 Kane Concourse, Suite 200
Bay Harbor FL 33154
No No Yes No
1249797 Rbs Investment Management Llc 1170 Kane Concourse, Suite 200
Bay Harbor FL 33154
No No Yes No
1249801 Esl Institutional Partners Lp 1170 Kane Concourse, Suite 200
Bay Harbor FL 33154
No No Yes No
1251868 Crk Partners Llc 1170 Kane Concourse, Suite 200
Bay Harbor FL 33154
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2013-05-09 24,704 $1.60 484,806 No 4 S Direct
Class A Common Stock Disposition 2013-05-09 26,915 $1.60 526,215 No 4 S Indirect See Footnotes
Class A Common Stock Disposition 2013-05-09 12 $1.60 235 No 4 S Indirect See Footnotes
Class A Common Stock Disposition 2013-05-09 1 $1.60 18 No 4 S Indirect See Footnotes
Class A Common Stock Disposition 2013-05-10 2,661 $1.60 482,145 No 4 S Direct
Class A Common Stock Disposition 2013-05-10 1,759 $1.60 524,456 No 4 S Indirect See Footnotes
Class A Common Stock Disposition 2013-05-10 1 $1.60 234 No 4 S Indirect See Footnotes
Class A Common Stock Disposition 2013-05-13 265 $1.60 481,880 No 4 S Direct
Class A Common Stock Disposition 2013-05-13 657 $1.60 523,799 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Direct
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Direct
No 4 S Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Series A Preferred Stock 1,131,419 Direct
Series A Preferred Stock 1,271,743 Indirect See Footnotes
Series A Preferred Stock 461 Indirect See Footnotes
Series A Preferred Stock 33 Indirect See Footnotes
Footnotes
  1. This price represents the approximate weighted average price per share of class A common stock of Orchard Supply Hardware Stores Corporation (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $1.60 to $1.64 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
  2. This statement is jointly filed by and on behalf of each of Edward S. Lampert, ESL Partners, L.P. ("Partners"), RBS Partners, L.P. ("RBS"), ESL Institutional Partners, L.P. ("Institutional"), RBS Investment Management, L.L.C. ("RBSIM"), CRK Partners, LLC ("CRK") and ESL Investments, Inc. ("Investments"). Mr. Lampert, Partners, Institutional and CRK are the direct beneficial owners of the securities covered by this statement.
  3. RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. RBSIM is the general partner of, and may be deemed to beneficially own securities owned by, Institutional. Investments is the general partner of RBS, the sole member of CRK and the manager of RBSIM. Investments may be deemed to beneficially own securities owned by RBS, CRK and RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, Investments.
  4. The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
  5. The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
  6. Represents shares directly beneficially owned by Partners.
  7. Represents shares directly beneficially owned by Institutional.
  8. Represents shares directly beneficially owned by CRK.
  9. This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $1.60 to $1.61 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.