Filing Details
- Accession Number:
- 0001181431-13-027476
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-13 20:38:30
- Reporting Period:
- 2013-05-09
- Filing Date:
- 2013-05-13
- Accepted Time:
- 2013-05-13 20:38:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1469510 | Resolute Energy Corp | REN | Crude Petroleum & Natural Gas (1311) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
919468 | Spo Advisory Corp | 591 Redwood Highway, Suite 3215 Mill Valley CA 94941 | No | No | Yes | No | |
948279 | Sf Advisory Partners Lp | 591 Redwood Highway , Suite 3215 Mill Valley CA 94941 | No | No | Yes | No | |
1046206 | Spo Partners Ii Lp | 591 Redwood Highway, Suite 3215 Mill Valley CA 94941 | No | No | Yes | No | |
1202553 | H John Scully | 591 Redwood Highway, Suite 3215 Mill Valley CA 94941 | No | No | Yes | No | |
1252456 | Spo Advisory Partners Lp | 591 Redwood Highway, Suite 3215 Mill Valley CA 94941 | No | No | Yes | No | |
1252458 | San Francisco Partners Lp | 591 Redwood Highway, Suite 3215 Mill Valley CA 94941 | No | No | Yes | No | |
1252464 | H Edward Mcdermott | 591 Redwood Highway , Suite 3215 Mill Valley CA 94941 | No | No | Yes | No | |
1252480 | Foundation Snow Phoebe | 591 Redwood Highway , Suite 3215 Mill Valley CA 94941 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-09 | 5,500,000 | $8.00 | 16,346,910 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2013-05-09 | 720,000 | $8.32 | 17,059,510 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2013-05-10 | 53,000 | $8.47 | 17,112,010 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | $13.00 | 2009-09-25 | 2014-09-25 | 0 | 8,449,278 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-09-25 | 0 | 8,449,278 | Indirect |
Footnotes
- The entities and individuals directly acquiring the shares reported in this filing are SPO Partners II, L.P. ("SPO Partners"), which bought 5,903,200 shares, San Francisco Partners, L.P. ("SF Partners"), which bought 305,200 shares, and Phoebe Snow Foundation ("PSF"), which bought 64,600 shares. The price for the purchases on 05/09/13, reported in Line 1 above, was $8.00, the range of prices for the purchases on 05/09/13, reported in Line 2 above, was $8.10-8.45, and the prices for the purchases on 05/10/13, reported in Line 3 above, was $8.39-8.50 (full detailed information regarding the shares purchased at each price will be provided upon request).
- As a result of the purchases causing this filing, 16,438,110 shares of the Issuer's common stock are owned directly by SPO Partners, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory Partners, L.P. ("SPO Advisory"), the sole general partner of SPO Partners, (ii) SPO Advisory Corp. ("SPO Corp."), the sole general partner of SPO Advisory, and (iii) JHS and EHM, the two controlling persons of SPO Corp. Additionally, 673,900 shares of the Issuer's common stock are owned directly by SF Partners, and may be deemed to be indirectly beneficially owned by (i) SF Advisory Partners, L.P. ("SF Advisory"), the sole general partner of SF Partners, (ii) SPO Corp., the sole general partner of SF Advisory, and (iii) JHS and EHM, the two controlling persons of SPO Corp.
- Additionally, (i) 5,200 shares of the Issuer's common stock are directly owned by JHS and are held in an IRA, which is self-directed, (ii) 900 shares of the Issuer's common stock are directly owned by EHM and are held in an IRA, which is self-directed and (iii) 73,900 shares of the Issuer's common stock are directly owned by PSF.
- Additionally, 8,169,525 warrants are owned directly by SPO Partners, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory, the sole general partner of SPO Partners, (ii) SPO Corp., the sole general partner of SPO Advisory, and (iii) JHS and EHM, the two controlling persons of SPO Corp. Additionally, 279,753 warrants are owned directly by SF Partners, and may be deemed to be indirectly beneficially owned by (i) SF Advisory, the sole general partner of SF Partners, (ii) SPO Corp., the sole general partner of SF Advisory, and (iii) JHS and EHM, the two controlling persons of SPO Corp.
- Additionally, (i) 813 warrants are directly owned by JHS and are held in an IRA, which is self-directed, and (ii) 622 warrants are directly owned by EHM and are held in an IRA, which is self-directed.