Filing Details
- Accession Number:
- 0001209191-13-025984
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-13 19:54:25
- Reporting Period:
- 2013-05-09
- Filing Date:
- 2013-05-13
- Accepted Time:
- 2013-05-13 19:54:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1318490 | F Kamran Husain | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-09 | 553 | $19.48 | 2,078 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-09 | 579 | $49.83 | 2,657 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-09 | 579 | $72.35 | 2,078 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-09 | 553 | $72.39 | 1,525 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-09 | 550 | $72.45 | 975 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2013-05-09 | 579 | $49.83 | 579 | $49.83 |
| Common Stock | Stock Option | Disposition | 2013-05-09 | 553 | $19.48 | 553 | $19.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 578 | 2011-04-27 | 2017-04-27 | No | 4 | M | Direct |
| 0 | 2010-04-28 | 2016-04-28 | No | 4 | M | Direct |
Footnotes
- The 553 shares were sold through separate trades, with the sale prices ranging from $72.35 to $72.41 and at a weighted average sale price of $72.3862.
Billionaire Hedge Funds
