Filing Details
- Accession Number:
- 0000726514-13-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-13 18:04:58
- Reporting Period:
- 2013-05-09
- Filing Date:
- 2013-05-13
- Accepted Time:
- 2013-05-13 18:04:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 726514 | Electro Scientific Industries Inc | ESIO | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 930370304 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1270988 | L Kerry Mustoe | 13900 Nw Science Park Dr. Portland OR 97229 | Vp, Corporate Controller & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-09 | 5,000 | $0.00 | 69,350 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2013-05-09 | 2,259 | $11.01 | 67,091 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-10 | 1,936 | $10.85 | 65,155 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2013.
- The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $11.00 to $11.05.
Billionaire Hedge Funds
