Filing Details
- Accession Number:
- 0001015780-13-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-13 17:01:41
- Reporting Period:
- 2013-05-09
- Filing Date:
- 2013-05-13
- Accepted Time:
- 2013-05-13 17:01:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1015780 | E Trade Financial Corp | ETFC | Savings Institution, Federally Chartered (6035) | 942844166 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187442 | A Rodger Lawson | 1271 Avenue Of The Americas 14Th Floor New York NY 10020-1302 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-09 | 4,575 | $0.00 | 19,936 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2013-05-13 | 4,479 | $11.16 | 24,415 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct |
Footnotes
- Grant of restricted stock which shall vest on 5/9/2014.