Filing Details
- Accession Number:
- 0000914190-13-000333
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-13 16:39:55
- Reporting Period:
- 2013-05-09
- Filing Date:
- 2013-05-13
- Accepted Time:
- 2013-05-13 16:39:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180145 | Cardiovascular Systems Inc | CSII | Surgical & Medical Instruments & Apparatus (3841) | 411698056 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1198920 | D Glen Nelson | 651 Campus Drive St. Paul MN 55112 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-09 | 8,393 | $17.99 | 406,585 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-05-13 | 10,000 | $18.21 | 416,585 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 28,500 | Indirect | By Family Trust |
Common Stock | 258,655 | Indirect | Held by LLC |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $12.37 | 2015-11-30 | 9,705 | 9,705 | Direct | |
Common Stock | Stock Option (right to buy) | $9.28 | 2014-11-30 | 6,470 | 6,470 | Direct | |
Common Stock | Stock Option (right to buy) | $8.83 | 2016-12-18 | 12,940 | 12,940 | Direct | |
Common Stock | Stock Option (right to buy) | $7.90 | 2017-10-08 | 4,322 | 4,322 | Direct | |
Common Stock | Stock Option (right to buy) | $11.38 | 2017-11-12 | 15,087 | 15,087 | Direct | |
Common Stock | Warrant | $9.28 | 2008-09-12 | 2013-09-12 | 53,916 | 53,916 | Indirect |
Common Stock | Warrant | $8.83 | 2009-02-25 | 2014-02-24 | 56,558 | 56,558 | Indirect |
Common Stock | Warrant (right to buy) | $9.28 | 2010-11-30 | 2013-09-12 | 117,399 | 117,399 | Indirect |
Common Stock | Warrant (right to buy) | $8.83 | 2010-11-30 | 2014-02-24 | 452,729 | 452,729 | Indirect |
Common Stock | Restricted Stock Units | $0.00 | 5,714 | 5,714 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 11,628 | 11,628 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 21,739 | 21,739 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 7,192 | 7,192 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 10,917 | 10,917 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-11-30 | 9,705 | 9,705 | Direct |
2014-11-30 | 6,470 | 6,470 | Direct |
2016-12-18 | 12,940 | 12,940 | Direct |
2017-10-08 | 4,322 | 4,322 | Direct |
2017-11-12 | 15,087 | 15,087 | Direct |
2013-09-12 | 53,916 | 53,916 | Indirect |
2014-02-24 | 56,558 | 56,558 | Indirect |
2013-09-12 | 117,399 | 117,399 | Indirect |
2014-02-24 | 452,729 | 452,729 | Indirect |
5,714 | 5,714 | Direct | |
11,628 | 11,628 | Direct | |
21,739 | 21,739 | Direct | |
7,192 | 7,192 | Direct | |
10,917 | 10,917 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.85 to $18.00 inclusive. The reporting person undertakes to provide Cardiovascular Systems, Inc., any security holder of Cardiovascular Systems, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.18 to $18.23 inclusive. The reporting person undertakes to provide Cardiovascular Systems, Inc., any security holder of Cardiovascular Systems, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares are held by the Glen D. Nelson 2012 Family Trust for the benefit of Dr. Nelson's wife and descendants.
- Shares are held by GDN Holdings, LLC, of which Dr. Nelson is the sole owner.
- Fully exercisable.
- Each restricted stock unit represents the right to receive a payment from CSI equal in value to the market price per share of CSI common stock on the date of payment, and will be payable in cash or shares of the Company's Common Stock beginning six months following the termination of the reporting person's board membership.
- Each restricted stock unit represents the right to receive a payment from CSI equal in value to the market price per share of CSI common stock on the date of payment, and will be payable in cash or shares of the Company's common stock beginning six months following the termination of the reporting person's board membership; provided, however, that the restricted stock units vest in quarterly amounts of 2,730 on each of 9/30/2012, and 2,729 on 12/31/2012, 3/31/2013, and 6/30/2013.