Filing Details
- Accession Number:
- 0001225208-13-012088
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-13 16:33:08
- Reporting Period:
- 2013-05-09
- Filing Date:
- 2013-05-13
- Accepted Time:
- 2013-05-13 16:33:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 16918 | Constellation Brands Inc. | STZ | Beverages (2080) | 160716709 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1142299 | L Paul Smith | C/O Constellation Brands, Inc. 207 High Point Drive, Building 100 Victor NY 14564 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2013-05-09 | 11,341 | $0.00 | 32,368 | No | 4 | C | Direct | |
| Class A Common Stock | Acquisiton | 2013-05-09 | 2,836 | $24.68 | 35,204 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2013-05-09 | 2,503 | $27.96 | 37,707 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-05-09 | 16,680 | $49.02 | 21,027 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class 1 (convertible) Common Stock | Acquisiton | 2013-05-09 | 6,517 | $21.48 | 6,517 | $0.00 |
| Class A Common Stock | Class 1 (convertible) Common Stock | Acquisiton | 2013-05-09 | 4,824 | $29.02 | 4,824 | $0.00 |
| Class A Common Stock | Class 1 (convertible) Common Stock | Disposition | 2013-05-09 | 11,341 | $0.00 | 11,341 | $0.00 |
| Class 1 Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-09 | 6,517 | $0.00 | 6,517 | $21.48 |
| Class 1 Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-09 | 4,824 | $0.00 | 4,824 | $29.02 |
| Class A Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-09 | 2,836 | $0.00 | 2,836 | $24.68 |
| Class A Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-05-09 | 2,503 | $0.00 | 2,503 | $27.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,517 | No | 4 | M | Direct | ||
| 11,341 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | 2012-01-21 | 2021-07-21 | No | 4 | M | Direct |
| 0 | 2013-01-27 | 2022-07-27 | No | 4 | M | Direct |
| 0 | 2016-07-27 | No | 4 | M | Direct | |
| 0 | 2015-07-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 8,033 | Indirect | By Spouse |
Footnotes
- The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
- Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $49.0000 to $49.0700, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
- 100% of this option has become exercisable.
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