Filing Details
- Accession Number:
- 0001091667-13-000100
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-13 16:07:11
- Reporting Period:
- 2013-05-10
- Filing Date:
- 2013-05-13
- Accepted Time:
- 2013-05-13 16:07:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1091667 | Charter Communications Inc. | CHTR | Cable & Other Pay Television Services (4841) | 431857213 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1359115 | D Kevin Howard | C/O Charter Communications, Inc. 12405 Powerscourt Drive St. Louis MO 63131 | Svp/Cao/Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-05-10 | 18,750 | $35.38 | 19,347 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2013-05-10 | 5,000 | $55.12 | 24,347 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2013-05-10 | 24,347 | $110.82 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Options | Disposition | 2013-05-10 | 18,750 | $35.38 | 18,750 | $35.38 |
Class A Common Stock | Time-Vesting Stock Options | Disposition | 2013-05-10 | 5,000 | $55.12 | 5,000 | $55.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,250 | 2011-03-01 | 2020-07-27 | No | 4 | M | Direct |
15,000 | 2012-04-26 | 2021-04-26 | No | 4 | M | Direct |
Footnotes
- Exercise of vested stock options granted on 7/27/2010 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 25% of the aggregate grant vest at March 1, 2011, 2012, 2013 and 2014; such options terminate 10 years from date of grant unless terminated sooner in accordance with the plan or agreement.
- Exercise of vested stock options granted on 4/26/2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. One-third will become exercisable in four equal installments on each of the first four anniversaries of April 26, 2011; one-third will become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of December 31, 2011; and one-third will become exercisable in four equal installments on each of the first four anniversaries of the vesting commencement date of December 31, 2012. Such options terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or agreement.
- Includes sale of stock options reported as exercised in Footnotes 1 and 2.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.8 to $110.86, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.