Filing Details
- Accession Number:
- 0001137411-13-000079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-13 15:53:43
- Reporting Period:
- 2013-05-09
- Filing Date:
- 2013-05-13
- Accepted Time:
- 2013-05-13 15:53:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1305744 | Nan Mattai | M/S 124-223 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Sr Vp, Engineering And Tech | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-09 | 21,300 | $30.39 | 23,237 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-09 | 100 | $65.19 | 23,137 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 200 | $65.19 | 22,937 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 300 | $65.18 | 22,637 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 559 | $65.17 | 22,078 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 500 | $65.17 | 21,578 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 200 | $65.16 | 21,378 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 1,100 | $65.16 | 20,278 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 1,100 | $65.15 | 19,178 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 1,400 | $65.15 | 17,778 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 400 | $65.14 | 17,378 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 500 | $65.13 | 16,878 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 600 | $65.13 | 16,278 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 1,100 | $65.12 | 15,178 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 100 | $65.12 | 15,078 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 1,500 | $65.12 | 13,578 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 800 | $65.11 | 12,778 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 200 | $65.11 | 12,578 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 4,100 | $65.10 | 8,478 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 300 | $65.10 | 8,178 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 1,075 | $65.09 | 7,103 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 100 | $65.09 | 7,003 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 100 | $65.08 | 6,903 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 100 | $65.08 | 6,803 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 100 | $65.07 | 6,703 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 400 | $65.07 | 6,303 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-05-09 | 2,066 | $65.06 | 4,237 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-09 | 21,300 | $0.00 | 21,300 | $30.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-11-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,369 | Indirect | By Savings Plan |
Common Stock | 710 | Indirect | By IRA |
Common Stock | 0 | Indirect | Spouse |
Footnotes
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of May 1, 2013.
- Shares held in a self-directed IRA.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options are currently exercisable.
- Shares acquired under the Company's employee stock purchase plan.