Filing Details

Accession Number:
0001137411-13-000079
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-05-13 15:53:43
Reporting Period:
2013-05-09
Filing Date:
2013-05-13
Accepted Time:
2013-05-13 15:53:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137411 Rockwell Collins Inc COL Aircraft Parts & Auxiliary Equipment, Nec (3728) 522314475
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1305744 Nan Mattai M/S 124-223
400 Collins Road Ne
Cedar Rapids IA 52498-0001
Sr Vp, Engineering And Tech No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-09 21,300 $30.39 23,237 No 4 M Direct
Common Stock Disposition 2013-05-09 100 $65.19 23,137 No 4 S Direct
Common Stock Disposition 2013-05-09 200 $65.19 22,937 No 4 S Direct
Common Stock Disposition 2013-05-09 300 $65.18 22,637 No 4 S Direct
Common Stock Disposition 2013-05-09 559 $65.17 22,078 No 4 S Direct
Common Stock Disposition 2013-05-09 500 $65.17 21,578 No 4 S Direct
Common Stock Disposition 2013-05-09 200 $65.16 21,378 No 4 S Direct
Common Stock Disposition 2013-05-09 1,100 $65.16 20,278 No 4 S Direct
Common Stock Disposition 2013-05-09 1,100 $65.15 19,178 No 4 S Direct
Common Stock Disposition 2013-05-09 1,400 $65.15 17,778 No 4 S Direct
Common Stock Disposition 2013-05-09 400 $65.14 17,378 No 4 S Direct
Common Stock Disposition 2013-05-09 500 $65.13 16,878 No 4 S Direct
Common Stock Disposition 2013-05-09 600 $65.13 16,278 No 4 S Direct
Common Stock Disposition 2013-05-09 1,100 $65.12 15,178 No 4 S Direct
Common Stock Disposition 2013-05-09 100 $65.12 15,078 No 4 S Direct
Common Stock Disposition 2013-05-09 1,500 $65.12 13,578 No 4 S Direct
Common Stock Disposition 2013-05-09 800 $65.11 12,778 No 4 S Direct
Common Stock Disposition 2013-05-09 200 $65.11 12,578 No 4 S Direct
Common Stock Disposition 2013-05-09 4,100 $65.10 8,478 No 4 S Direct
Common Stock Disposition 2013-05-09 300 $65.10 8,178 No 4 S Direct
Common Stock Disposition 2013-05-09 1,075 $65.09 7,103 No 4 S Direct
Common Stock Disposition 2013-05-09 100 $65.09 7,003 No 4 S Direct
Common Stock Disposition 2013-05-09 100 $65.08 6,903 No 4 S Direct
Common Stock Disposition 2013-05-09 100 $65.08 6,803 No 4 S Direct
Common Stock Disposition 2013-05-09 100 $65.07 6,703 No 4 S Direct
Common Stock Disposition 2013-05-09 400 $65.07 6,303 No 4 S Direct
Common Stock Disposition 2013-05-09 2,066 $65.06 4,237 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-05-09 21,300 $0.00 21,300 $30.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-11-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,369 Indirect By Savings Plan
Common Stock 710 Indirect By IRA
Common Stock 0 Indirect Spouse
Footnotes
  1. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of May 1, 2013.
  2. Shares held in a self-directed IRA.
  3. Employee stock options granted pursuant to the Company's stock based plans.
  4. The options are currently exercisable.
  5. Shares acquired under the Company's employee stock purchase plan.