Filing Details
- Accession Number:
- 0000814453-13-000081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-13 13:45:41
- Reporting Period:
- 2013-05-10
- Filing Date:
- 2013-05-13
- Accepted Time:
- 2013-05-13 13:45:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 814453 | Newell Rubbermaid Inc | NWL | Plastics Products, Nec (3089) | 363514169 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1317003 | M James Sweet | C/O Newell Rubbermaid Inc. 3 Glenlake Pkwy. Atlanta GA 30328 | Evp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-10 | 34,000 | $13.64 | 126,510 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-10 | 18,032 | $22.38 | 144,542 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-10 | 20,000 | $22.98 | 164,542 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-10 | 8,135 | $23.64 | 172,677 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-10 | 38,032 | $27.09 | 134,645 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-10 | 400 | $27.11 | 134,245 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-05-10 | 41,735 | $27.12 | 92,510 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options (Right to Buy) | Disposition | 2013-05-10 | 34,000 | $0.00 | 34,000 | $13.64 |
| Common Stock | Options (Right to Buy) | Disposition | 2013-05-10 | 18,032 | $0.00 | 18,032 | $22.38 |
| Common Stock | Options (Right to Buy) | Disposition | 2013-05-10 | 20,000 | $0.00 | 20,000 | $22.98 |
| Common Stock | Options (Right to Buy) | Disposition | 2013-05-10 | 8,135 | $0.00 | 8,135 | $23.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-10 | 2020-02-10 | No | 4 | M | Direct |
| 0 | 2015-02-10 | No | 4 | M | Direct | |
| 0 | 2014-05-13 | No | 4 | M | Direct | |
| 0 | 2014-04-30 | No | 4 | M | Direct |
Footnotes
- Options became exercisable in equal installments on February 10, 2006, 2007, 2008, 2009 & 2010.
- Options became exercisable in equal installments on May 13, 2005, 2006, 2007, 2008 & 2009
- Options became exercisable in equal installments on April 30, 2005, 2006, 2007, 2008 & 2009.
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