Filing Details
- Accession Number:
- 0000750556-13-000117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-13 11:27:08
- Reporting Period:
- 2013-05-09
- Filing Date:
- 2013-05-13
- Accepted Time:
- 2013-05-13 11:27:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 750556 | Suntrust Banks Inc | STI | National Commercial Banks (6021) | 581575035 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1536412 | T Jerome Lienhard | 303 Peachtree Street, N.e. Atlanta GA 30303 | Pres & Ceo, Suntrust Mortgage | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-09 | 32,000 | $9.06 | 88,103 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-09 | 32,000 | $30.75 | 56,103 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | Acquisiton | 2013-05-09 | 32,000 | $0.00 | 32,000 | $9.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,400 | 2012-02-10 | 2019-02-10 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock | $0.00 | 1,168 | 1,168 | Direct | ||
| Common Stock | Phantom Stock | $0.00 | 6,752 | 6,752 | Direct | ||
| Common Stock | Option | $64.58 | 2011-02-12 | 2018-02-12 | 22,000 | 22,000 | Direct |
| Common Stock | Option | $22.69 | 2013-02-09 | 2020-02-09 | 12,500 | 12,500 | Direct |
| Common Stock | Option | $27.50 | 2014-04-26 | 2021-04-26 | 7,226 | 7,226 | Direct |
| Common Stock | Option | $32.27 | 2014-02-08 | 2021-02-08 | 19,050 | 19,050 | Direct |
| Common Stock | Option | $23.68 | 2015-04-24 | 2022-04-24 | 9,260 | 9,260 | Direct |
| Common Stock | Option | $27.41 | 2014-02-26 | 2023-02-26 | 6,748 | 6,748 | Direct |
| Common Stock | Option | $27.41 | 2015-02-26 | 2023-02-26 | 6,748 | 6,748 | Direct |
| Common Stock | Option | $27.41 | 2016-02-26 | 2023-02-26 | 6,747 | 6,747 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,168 | 1,168 | Direct | |
| 6,752 | 6,752 | Direct | |
| 2018-02-12 | 22,000 | 22,000 | Direct |
| 2020-02-09 | 12,500 | 12,500 | Direct |
| 2021-04-26 | 7,226 | 7,226 | Direct |
| 2021-02-08 | 19,050 | 19,050 | Direct |
| 2022-04-24 | 9,260 | 9,260 | Direct |
| 2023-02-26 | 6,748 | 6,748 | Direct |
| 2023-02-26 | 6,748 | 6,748 | Direct |
| 2023-02-26 | 6,747 | 6,747 | Direct |
Footnotes
- Includes the following shares which are subject to forteiture: 8,000 which vest on 2/8/2014; 2,728 which vest on 4/26/2014; and 3,186 which vest on 4/24/2015.
- The phantom stock units were acquired under the SunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis.
- Represents restricted stock units, half of which vest on 2/14/2014 and half on 2/15/2015.
- Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
- Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan.
- Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. One third of the award vests each year for three years.
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