Home > Insider Trading > Filing (0001225208-13-012020)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1489393	Lyondellbasell Industries N.v.	LYB	Industrial Organic Chemicals (2860)	980646235

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1358582	L James Gallogly	Stationsplein 45 3013 Ak P7	Chief Executive Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Ordinary Shares	Acquisiton	2013-05-06	83,333	$13.11	1,575,603	No	4	M	Direct
Class A Ordinary Shares	Disposition	2013-05-06	83,333	$61.89	1,492,270	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Ordinary Shares	Opt - Stock Option	Disposition	2013-05-06	83,333	$0.00	83,333	$13.11

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,966,747		2017-04-30	No	4	M	Direct

Footnotes

The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2012.
Includes 114,763 restricted stock units granted pursuant to the issuer's long-term incentive plan. Of those, 57,382 vest on May 14, 2013 and 57,381 vest on May 14, 2014. Also includes 736,824 shares of restricted stock that vest in full on May 14, 2014 subject to earlier (i) forfeiture or (ii) automatic vesting as a result of sales of the issuer's shares by affiliates of the issuer.
This transaction was executed in multiple trades at prices ranging from $61.26 to $62.65. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The reporting person was granted 5,639,020 stock options on April 30, 2010, which vest in 20% annual increments beginning on May 14, 2010.