Filing Details
- Accession Number:
- 0001555667-13-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-10 19:28:11
- Reporting Period:
- 2013-05-10
- Filing Date:
- 2013-05-10
- Accepted Time:
- 2013-05-10 19:28:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1311230 | Solazyme Inc | SZYM | Industrial Organic Chemicals (2860) | 331077078 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1353937 | Peter Licari | Solazyme, Inc. 225 Gateway Boulevard South San Francisco CA 94080 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-10 | 18,500 | $0.86 | 287,216 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-05-10 | 9,000 | $1.01 | 296,216 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-10 | 35,000 | $10.00 | 261,216 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-05-10 | 18,500 | $0.00 | 18,500 | $0.86 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-05-10 | 9,000 | $0.00 | 9,000 | $1.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,721 | 2018-11-04 | No | 4 | M | Direct | |
| 15,063 | 2019-12-17 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- All options immediately exercisable. The original option grant vests as to 1/4 of the shares on October 8, 2009 and 1/36 per month of the remainder thereafter.
- All options immediately exercisable. The original option grant vests at a rate of 1/48 per month beginning December 18, 2009.
Billionaire Hedge Funds
