Filing Details
- Accession Number:
- 0001567515-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-10 16:31:41
- Reporting Period:
- 2013-05-07
- Filing Date:
- 2013-05-10
- Accepted Time:
- 2013-05-10 16:31:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1168220 | Uluru Inc. | ULUR | Pharmaceutical Preparations (2834) | 412118656 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1567515 | Gmbh Ipmd | C/O Uluru Inc. 4452 Beltway Drive Addison TX 75001 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Acquisiton | 2013-05-07 | 1,250,000 | $0.40 | 2,250,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Securities Purchase Agreement | $0.40 | 2014-01-03 | 2,750,000 | 2,750,000 | Direct | |
Common Stock | Warrant to purchase Common Stock, par value $0.001 | $0.60 | 2013-01-03 | 2014-01-03 | 3,000,000 | 3,000,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-01-03 | 2,750,000 | 2,750,000 | Direct |
2014-01-03 | 3,000,000 | 3,000,000 | Direct |
Footnotes
- IPMD GmbH is the owner of 2,250,000 shares of common stock acquired pursuant to a Securities Purchase Agreement dated December 21, 2012. The acquisition of 1,250,000 and 1,000,000 shares of common stock occurred on May 7,2013 and January 3, 2013, respectively.
- As part of the Securities Purchase Agreement dated December 21, 2012, IPMD GmbH has committed to purchase 2,750,000 additional shares of common stock in two tranches over the next eight months; with 1,500,000 and 1,250,000 shares of common stock being committed to purchase on September 3, 2013 and January 3, 2014, respectively.
- IPMD GmbH is the holder of a warrant to purchase up to 3,000,000 shares of common stock acquired pursuant to a Securities Purchase Agreement dated December 21, 2012. The warrant has vested with respect to 1,350,000 shares of common stock and, provided that IPMD GmbH complies with its obligation to purchase additional shares of common stock at two subsequent closings scheduled over the next eight months, will vest with respect to 900,000 shares of common stock on September 3, 2013 and 750,000 shares of common stock on January 3, 2014 assuming each of the closings scheduled on such date occurs.