Filing Details
- Accession Number:
- 0000880177-13-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-09 19:15:49
- Reporting Period:
- 2013-05-08
- Filing Date:
- 2013-05-09
- Accepted Time:
- 2013-05-09 19:15:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880177 | Peregrine Semiconductor Corp | PSMI | Semiconductors & Related Devices (3674) | 860652659 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1551357 | Rodd Novak | C/O Peregrine Semiconductor Corporation 9380 Carroll Park Drive San Diego CA 92121 | Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-08 | 567 | $0.73 | 568 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-05-08 | 433 | $0.73 | 1,001 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-05-08 | 1,000 | $9.96 | 1 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-08 | 567 | $0.73 | 567 | $0.73 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-05-08 | 433 | $0.73 | 433 | $0.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
276,694 | 2014-06-09 | No | 4 | M | Direct | |
276,261 | 2014-06-09 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.69 to $10.11, inclusive.
- Subject to continuous service, this option was fully exercisable at grant and is subject to a vesting schedule that lapses with respect to 12 successive equal monthly installments from April 1, 2006.
- Subject to continuous service, this option was fully exercisable at grant and is subject to a vesting schedule that lapses with respect to 12 successive equal monthly installments from April 1, 2007.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2013.