Filing Details
- Accession Number:
- 0001566506-13-000082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-09 17:23:11
- Reporting Period:
- 2013-02-12
- Filing Date:
- 2013-05-09
- Accepted Time:
- 2013-05-09 17:23:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1229089 | Bering Exploration Inc. | BERX | Crude Petroleum & Natural Gas (1311) | 880507007 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1255060 | M Steven Plumb | Bering Exploration, Inc. 710 N. Post Oak Rd., Suite 410 Houston TX 77024 | President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-02-12 | 15,000 | $0.23 | 267,581 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-02-14 | 15,000 | $0.25 | 252,581 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-02-19 | 990 | $0.23 | 251,591 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-02-25 | 15,000 | $0.22 | 236,591 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-01 | 14,400 | $0.19 | 222,191 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-06 | 14,000 | $0.14 | 208,191 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-07 | 15,000 | $0.13 | 193,191 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-11 | 11,610 | $0.14 | 181,581 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-12 | 11,000 | $0.16 | 170,581 | No | 4 | S | Indirect | BY VASHB GROUP, LLC |
Common Stock | Acquisiton | 2013-04-18 | 395,652 | $0.10 | 566,233 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-04-25 | 1,482,602 | $0.01 | 2,048,835 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | BY VASHB GROUP, LLC |
No | 4 | M | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2013-01-11 | 200,000 | $0.10 | 200,000 | $0.10 |
Common Stock | Stock Option | Acquisiton | 2013-02-20 | 700,000 | $0.10 | 700,000 | $0.10 |
Common Stock | Stock Option | Disposition | 2013-04-18 | 700,000 | $0.10 | 700,000 | $0.10 |
Common Stock | Stock Option | Acquisiton | 2013-04-18 | 700,000 | $0.10 | 700,000 | $0.10 |
Common Stock | Stock Option | Disposition | 2013-04-18 | 700,000 | $0.10 | 700,000 | $0.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-01-01 | 2017-09-25 | No | 4 | H | Direct |
900,000 | 2013-07-14 | 2018-02-20 | No | 4 | A | Direct |
200,000 | 2013-07-14 | 2013-02-20 | No | 4 | H | Direct |
700,000 | 2013-04-18 | 2018-02-20 | No | 4 | A | Direct |
0 | 2013-04-18 | 2018-04-20 | No | 4 | X | Direct |
Footnotes
- VASHB Group, LLC, is a limited liability company, of which Steven M. Plumb, the Company's CFO and secretary owns a minority interest. Mr. Plumb is not an officer, director or manager of VASHB Group, LLC, and he disclaims any beneficial interest in the shares owned by VASHB Group, LLC. This filing shall not be deemed an admission that you are, for the purposes of Section 16 of the Act or otherwise, the beneficial owner of any of VASHB Group, LLC's shares.