Filing Details
- Accession Number:
- 0001144204-13-027496
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-09 17:14:22
- Reporting Period:
- 2013-05-07
- Filing Date:
- 2013-05-09
- Accepted Time:
- 2013-05-09 17:14:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1476765 | Golub Capital Bdc Inc. | GBDC | () | 272326940 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311018 | E Lawrence Golub | C/O Golub Capital Bdc, Inc. 150 South Wacker Drive, Suite 800 Chicago IL 60606 | Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-05-07 | 269,033 | $17.47 | 382,241 | No | 4 | P | Indirect | By GCI Development LLC |
Common Stock, Par Value $0.001 Per Share | Disposition | 2013-05-07 | 764,808 | $17.47 | 0 | No | 4 | S | Indirect | By Golub Capital Company IV, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By GCI Development LLC |
No | 4 | S | Indirect | By Golub Capital Company IV, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 1,135,853 | Indirect | By Golub Capital Company VI LLC |
Common Stock, Par Value $0.001 Per Share | 1,794 | Indirect | By GC Investment Management LLC |
Common Stock, Par Value $0.001 Per Share | 162,974 | Indirect | By 555 Madison Investors IV, LLC |
Common Stock, Par Value $0.001 Per Share | 120,990 | Indirect | By Whitehall Capital Investors IV, LLC |
Common Stock, Par Value $0.001 Per Share | 2,291,784 | Indirect | By Golub Capital Company V LLC |
Common Stock, Par Value $0.001 Per Share | 3,493 | Indirect | By GEMS Associates LLC |
Footnotes
- Due to his control of and ownership interest in GCI Development LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. On May 7, 2013, GCI Development LLC purchased an aggregate of 269,033 shares from Golub Capital Company IV, LLC at $17.47 per share. These shares will be held for the benefit of employees of Golub Capital and vest subject to certain adjustments as specified by the terms of the compensation arrangements. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GCI Development LLC except to the extent of his pecuniary interest therein.
- Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company IV, LLC. On May 7, 2013, Golub Capital Company IV, LLC sold in block trades to two funds, for which an entity controlled by Mr. Golub serves as a non-discretionary sub-adviser, an aggregate of 57,241 shares of Common Stock at a price of $17.47 per share. Also on May 7, 2013, Golub Capital Company IV, LLC sold an aggregate of 707,567 shares of Common Stock at a price of $17.47 to Golub Capital Employee Grant Program Rabbi Trust and GCI Development LLC. The shares purchased by these entities will be utilized for awarding incentive compensation to employees of Golub Capital. Golub Capital Company IV, LLC completed these sales because it is in the process of winding down and returning remaining capital to its limited partners.
- Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company VI LLC. Due to his control of and ownership interest in Golub Capital Company VI LLC, which directly owns 1,135,853 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company VI LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
- Due to his control of and ownership interest in GC Investment Management LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. These shares will be held for the benefit of employees of GC Investment Management LLC and vest subject to certain adjustments as specified by the terms of the compensation arrangements, Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GC Investment Management LLC except to the extent of his pecuniary interest therein.
- The shares reported herein are directly beneficially owned by 555 Madison Investors IV, LLC and held for the benefit of Mr. Golub.
- The shares reported herein are directly beneficially owned by Whitehall Capital Investors IV, LLC and held for the benefit of Mr. Golub.
- Mr. Golub is a control person of Golub Capital LLC, the investment advisor of Golub Capital Company V LLC. Due to his control of and ownership interest in Golub Capital Company V LLC, which directly owns 2,291,784 shares of Common Stock of the Issuer, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights to the Common Stock have been passed through to the members of Golub Capital Company V LLC. Mr. Golub disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
- Mr. Golub is a control person of GEMS Associates LLC, the general partner of GEMS Fund, L.P. Due to his control of and ownership interest in GEMS Associates LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity.