Filing Details
- Accession Number:
- 0001181431-13-026676
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-05-09 17:08:51
- Reporting Period:
- 2013-05-07
- Filing Date:
- 2013-05-09
- Accepted Time:
- 2013-05-09 17:08:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 789073 | Beam Inc | NYSE: BEAM | Beverages (2080) | 133295276 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1531440 | R Kenton Rose | Beam Inc. 510 Lake Cook Road Deerfield IL 60015 | Svp & Gc, Cao & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $3.125 | Acquisiton | 2013-05-07 | 5,000 | $45.44 | 9,488 | No | 4 | M | Direct | |
| Common Stock, Par Value $3.125 | Acquisiton | 2013-05-07 | 9,639 | $61.74 | 19,127 | No | 4 | M | Direct | |
| Common Stock, Par Value $3.125 | Disposition | 2013-05-07 | 14,639 | $66.85 | 4,488 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-07 | 5,000 | $0.00 | 5,000 | $45.44 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-05-07 | 9,639 | $0.00 | 9,639 | $61.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-09-29 | No | 4 | M | Direct | |
| 16,272 | 2013-09-26 | No | 4 | M | Direct |
Footnotes
- Reflects the exercise of stock options issued under Beam's Long-Term Incentive Plan.
- Includes 202 shares acquired under the Beam Employee Stock Purchase Plan.
- The options vested in three equal annual installments beginning on September 29, 2004.
- The options vested in three equal annual installments beginning on September 26, 2007.
Billionaire Hedge Funds
